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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
(-12%)
Cap. Flow
-$48.4M
Cap. Flow
% of AUM
-22.54%
Top 10 Holdings %
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$27.8M |
| 2 |
Schwab U.S Small- Cap ETF
SCHA
|
+$27.4M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$26.9M |
| 4 |
iShares MSCI Mexico ETF
EWW
|
+$17.5M |
| 5 |
Schwab US TIPS ETF
SCHP
|
+$323K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI Brazil ETF
EWZ
|
+$28.4M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$28.3M |
| 3 |
State Street Materials Select Sector SPDR ETF
XLB
|
+$26.6M |
| 4 |
iShares MSCI Australia ETF
EWA
|
+$25.9M |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.35% |
| 2 | Industrials | 2.32% |
| 3 | Financials | 1.26% |
| 4 | Consumer Discretionary | 1.13% |
| 5 | Healthcare | 0.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Banner Corp
BANR
$2.4B
| $500K | 0.23% |
7,905
| – | – |
|
27
BP
BP
$107B
| $487K | 0.23% |
13,947
-144
| -1% | -$4.79K |
|
28
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $439K | 0.2% |
7,050
| – | – |
|
29
Schwab US Large- Cap ETF
SCHX
$74.5B
| $423K | 0.2% |
28,125
+1,434
| +5% | +$21.7K |
|
30
PepsiCo
PEP
$190B
| $359K | 0.17% |
1,986
+69
| +4% | +$12.3K |
|
31
Boeing
BA
$185B
| $350K | 0.16% |
1,835
-107
| -6% | -$17.5K |
|
|
NVO
32
Novo Nordisk
NVO
$209B
| $329K | 0.15% |
4,860
| – | – |
|
33
Enbridge
ENB
$112B
| $312K | 0.15% |
7,975
+161
| +2% | +$6.3K |
|
34
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $309K | 0.14% |
3,649
+1
| +0% | +$85 |
|
|
35
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
| $300K | 0.14% |
2,206
-213,901
| -99% | -$28.3M |
|
36
Walt Disney
DIS
$181B
| $266K | 0.12% |
3,066
| – | – |
|
37
Alphabet (Google) Class C
GOOG
$4.32T
| $246K | 0.11% |
2,776
-380
| -12% | -$36.3K |
|
38
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $231K | 0.11% |
4,524
+116
| +3% | +$5.91K |
|
39
Home Depot
HD
$355B
| $204K | 0.09% |
645
-7
| -1% | -$2.13K |
|
40
Procter & Gamble
PG
$339B
| $199K | 0.09% |
1,312
+67
| +5% | +$9.39K |
|
41
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $193K | 0.09% |
7,984
-7,904
| -50% | -$191K |
|
42
Coastal Financial
CCB
$693M
| $190K | 0.09% |
4,005
| – | – |
|
43
Duke Energy
DUK
$97.3B
| $186K | 0.09% |
1,809
| – | – |
|
44
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
| $175K | 0.08% |
5,343
-5,339
| -50% | -$180K |
|
45
UnitedHealth
UNH
$370B
| $168K | 0.08% |
316
+25
| +9% | +$13.2K |
|
46
JPMorgan Chase
JPM
$950B
| $162K | 0.08% |
1,207
+139
| +13% | +$17.6K |
|
47
Cisco
CSCO
$479B
| $152K | 0.07% |
3,185
-69
| -2% | -$3.14K |
|
48
Tesla
TSLA
$1.3T
| $143K | 0.07% |
1,164
-3
| -0.3% | -$568 |
|
49
Visa
V
$677B
| $140K | 0.07% |
672
+240
| +56% | +$48.4K |
|
50
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
| $132K | 0.06% |
3,028
| – | – |
|
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Tradewinds Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.
Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.
Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.
- Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
- Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
- Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
- Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
- Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
- Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
- Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.
Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.