We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
26
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$6.65M 1.02%
259,596
+3,700
+1% +$95.7K
SCHM icon
27
Schwab US Mid-Cap ETF
SCHM
$15.1B
$6.3M 0.97%
234,837
+1,902
+0.8% +$50.7K
ADBE icon
28
Adobe
ADBE
$105B
$5.54M 0.85%
9,768
+53
+0.5% +$33.1K
SBUX icon
29
Starbucks
SBUX
$120B
$5.08M 0.78%
43,396
+467
+1% +$52.7K
COST icon
30
Costco
COST
$420B
$4.63M 0.71%
8,154
+172
+2% +$88.1K
PHYS icon
31
Sprott Physical Gold
PHYS
$15.7B
$3.97M 0.61%
276,675
-2,347
-0.8% -$33.2K
PBD icon
32
Invesco Global Clean Energy ETF
PBD
$192M
$3.78M 0.58%
+141,035
New +$4.1M
HD icon
33
Home Depot
HD
$355B
$2.72M 0.42%
6,561
+75
+1% +$28.6K
BA icon
34
Boeing
BA
$185B
$2.44M 0.37%
12,141
+62
+0.5% +$13.1K
HON icon
35
Honeywell
HON
$78B
$2.21M 0.34%
11,239
+280
+3% +$56.5K
PSLV icon
36
Sprott Physical Silver Trust
PSLV
$13.2B
$1.85M 0.28%
230,713
-20,499
-8% -$167K
AMAT icon
37
Applied Materials
AMAT
$428B
$1.65M 0.25%
10,463
-1,250
-11% -$181K
UPS icon
38
United Parcel Service
UPS
$88.9B
$1.64M 0.25%
7,628
+1
+0% +$203
ORCL icon
39
Oracle
ORCL
$423B
$1.59M 0.24%
18,250
-3,586
-16% -$337K
GOOG icon
40
Alphabet (Google) Class C
GOOG
$4.32T
$1.58M 0.24%
10,900
+480
+5% +$69.4K
CSCO icon
41
Cisco
CSCO
$479B
$1.55M 0.24%
24,510
-1,377
-5% -$78.7K
DE icon
42
Deere & Co
DE
$168B
$1.52M 0.23%
4,426
+30
+0.7% +$10.4K
JPST icon
43
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$1.49M 0.23%
29,530
-854
-3% -$43.2K
AMGN icon
44
Amgen
AMGN
$222B
$1.42M 0.22%
6,305
-266
-4% -$56.1K
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.33T
$1.35M 0.21%
9,320
+140
+2% +$20.2K
PANW icon
46
Palo Alto Networks
PANW
$297B
$1.29M 0.2%
13,860
– –
BRK.B icon
47
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.28M 0.2%
4,279
– –
JNJ icon
48
Johnson & Johnson
JNJ
$625B
$1.27M 0.19%
7,403
– –
V icon
49
Visa
V
$677B
$1.21M 0.19%
5,587
-34
-0.6% -$7.3K
META icon
50
Meta Platforms (Facebook)
META
$1.51T
$1.09M 0.17%
3,240
+30
+0.9% +$9.96K
1
2
3 4 5

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.