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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
26
Starbucks
SBUX
$120B
$4.74M 0.8%
42,929
-60
-0.1% -$7.03K
PHYS icon
27
Sprott Physical Gold
PHYS
$15.7B
$3.85M 0.65%
279,022
+14,165
+5% +$200K
COST icon
28
Costco
COST
$420B
$3.59M 0.61%
7,982
-1,315
-14% -$578K
BA icon
29
Boeing
BA
$185B
$2.66M 0.45%
12,079
-97
-0.8% -$21.6K
HON icon
30
Honeywell
HON
$78B
$2.19M 0.37%
10,959
-536
-5% -$114K
HD icon
31
Home Depot
HD
$355B
$2.13M 0.36%
6,486
+2
+0% +$657
PSLV icon
32
Sprott Physical Silver Trust
PSLV
$13.2B
$1.93M 0.33%
251,212
+32,317
+15% +$275K
ORCL icon
33
Oracle
ORCL
$423B
$1.9M 0.32%
21,836
+232
+1% +$20.5K
JPST icon
34
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$1.54M 0.26%
30,384
-2,786
-8% -$141K
AMAT icon
35
Applied Materials
AMAT
$428B
$1.51M 0.26%
11,713
+78
+0.7% +$10.6K
DE icon
36
Deere & Co
DE
$168B
$1.47M 0.25%
4,396
– –
CSCO icon
37
Cisco
CSCO
$479B
$1.41M 0.24%
25,887
+559
+2% +$31.4K
AMGN icon
38
Amgen
AMGN
$222B
$1.4M 0.24%
6,571
-9
-0.1% -$2.07K
GOOG icon
39
Alphabet (Google) Class C
GOOG
$4.32T
$1.39M 0.24%
10,420
– –
UPS icon
40
United Parcel Service
UPS
$88.9B
$1.39M 0.24%
7,627
+1
+0% +$197
V icon
41
Visa
V
$677B
$1.25M 0.21%
5,621
-24
-0.4% -$5.63K
GOOGL icon
42
Alphabet (Google) Class A
GOOGL
$4.33T
$1.23M 0.21%
9,180
– –
JNJ icon
43
Johnson & Johnson
JNJ
$625B
$1.2M 0.2%
7,403
-399
-5% -$68.1K
TGT icon
44
Target
TGT
$68B
$1.17M 0.2%
5,114
+20
+0.4% +$5.01K
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.17M 0.2%
4,279
+500
+13% +$140K
BP icon
46
BP
BP
$107B
$1.11M 0.19%
40,667
+329
+0.8% +$8.24K
PANW icon
47
Palo Alto Networks
PANW
$297B
$1.11M 0.19%
13,860
– –
META icon
48
Meta Platforms (Facebook)
META
$1.51T
$1.09M 0.18%
3,210
– –
INTC icon
49
Intel
INTC
$513B
$1.08M 0.18%
20,193
+648
+3% +$35.1K
DIS icon
50
Walt Disney
DIS
$181B
$1.04M 0.18%
6,145
-50
-0.8% -$8.91K
1
2
3 4 5

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.