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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWY icon
26
iShares MSCI South Korea ETF
EWY
$25.7B
$2.89M 0.69%
44,269
-35,407
-44% -$2.22M
HON icon
27
Honeywell
HON
$78B
$2.06M 0.49%
13,265
+7
+0.1% +$1.04K
PHYS icon
28
Sprott Physical Gold
PHYS
$15.7B
$2.06M 0.49%
136,660
+22,902
+20% +$350K
BA icon
29
Boeing
BA
$185B
$2.01M 0.48%
12,175
-1,069
-8% -$182K
HD icon
30
Home Depot
HD
$355B
$1.81M 0.44%
6,535
+1
+0% +$271
AMGN icon
31
Amgen
AMGN
$222B
$1.67M 0.4%
6,568
+3
+0% +$743
ORCL icon
32
Oracle
ORCL
$423B
$1.33M 0.32%
22,260
-775
-3% -$44K
UPS icon
33
United Parcel Service
UPS
$88.9B
$1.3M 0.31%
7,794
-3,999
-34% -$582K
META icon
34
Meta Platforms (Facebook)
META
$1.51T
$1.29M 0.31%
4,912
-39
-0.8% -$10.1K
JPST icon
35
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$1.21M 0.29%
23,726
+924
+4% +$47K
V icon
36
Visa
V
$677B
$1.14M 0.27%
5,700
+167
+3% +$33.4K
PCAR icon
37
PACCAR
PCAR
$70.1B
$1.06M 0.25%
18,596
+5
+0% +$280
CSCO icon
38
Cisco
CSCO
$479B
$1.05M 0.25%
26,661
-640
-2% -$27.9K
JNJ icon
39
Johnson & Johnson
JNJ
$625B
$1.05M 0.25%
7,028
-283
-4% -$41.9K
INTC icon
40
Intel
INTC
$513B
$994K 0.24%
19,190
-202
-1% -$10.5K
DE icon
41
Deere & Co
DE
$168B
$974K 0.23%
4,396
– –
TGT icon
42
Target
TGT
$68B
$818K 0.2%
5,196
– –
T icon
43
AT&T
T
$163B
$773K 0.19%
35,908
-23,174
-39% -$518K
DIS icon
44
Walt Disney
DIS
$181B
$749K 0.18%
6,036
-171
-3% -$21.4K
PGR icon
45
Progressive
PGR
$125B
$727K 0.17%
7,680
– –
CRM icon
46
Salesforce
CRM
$158B
$705K 0.17%
2,807
+9
+0.3% +$1.97K
BP icon
47
BP
BP
$107B
$687K 0.16%
39,342
-2,322
-6% -$50.3K
GOOG icon
48
Alphabet (Google) Class C
GOOG
$4.32T
$682K 0.16%
9,280
– –
BRK.B icon
49
Berkshire Hathaway Class B
BRK.B
$1.13T
$652K 0.16%
3,063
-28
-0.9% -$5.73K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.33T
$652K 0.16%
8,900
+60
+0.7% +$4.57K
1
2
3 4 5

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.