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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
26
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$1.47M 0.46%
+42,006
New +$1.4M
AMGN icon
27
Amgen
AMGN
$220B
$1.46M 0.46%
6,068
-63
-1% -$13.9K
CSCO icon
28
Cisco
CSCO
$479B
$1.4M 0.44%
29,187
-1,288
-4% -$59.9K
HD icon
29
Home Depot
HD
$352B
$1.37M 0.43%
6,261
-105
-2% -$23.8K
ORCL icon
30
Oracle
ORCL
$416B
$1.32M 0.41%
24,875
+739
+3% +$40.7K
PCAR icon
31
PACCAR
PCAR
$70.2B
$1.32M 0.41%
24,978
-22
-0.1% -$1.13K
SCHR
32
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.26M 0.4%
+45,904
New +$1.27M
INTC icon
33
Intel
INTC
$510B
$1.2M 0.38%
20,021
+194
+1% +$10.9K
META icon
34
Meta Platforms (Facebook)
META
$1.5T
$1.1M 0.34%
5,338
+380
+8% +$73.6K
JNJ icon
35
Johnson & Johnson
JNJ
$621B
$1.09M 0.34%
7,501
+103
+1% +$14K
SCHH icon
36
Schwab US REIT ETF
SCHH
$11.4B
$1.04M 0.33%
45,240
+338
+0.8% +$7.88K
V icon
37
Visa
V
$688B
$970K 0.3%
5,163
+64
+1% +$11.5K
BP icon
38
BP
BP
$106B
$869K 0.27%
23,036
-343
-1% -$13K
DIS icon
39
Walt Disney
DIS
$177B
$835K 0.26%
5,772
+505
+10% +$70.5K
DE icon
40
Deere & Co
DE
$165B
$762K 0.24%
4,395
+20
+0.5% +$3.44K
WAFD icon
41
WaFd
WAFD
$2.79B
$754K 0.24%
20,562
– –
CVX icon
42
Chevron
CVX
$371B
$753K 0.24%
6,248
+604
+11% +$71.1K
AMAT icon
43
Applied Materials
AMAT
$424B
$726K 0.23%
11,891
+1,121
+10% +$63K
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.12T
$703K 0.22%
3,103
+52
+2% +$11.3K
TGT icon
45
Target
TGT
$67.1B
$683K 0.21%
5,325
+4,576
+611% +$537K
PG icon
46
Procter & Gamble
PG
$342B
$677K 0.21%
5,419
+2
+0% +$245
BANR icon
47
Banner Corp
BANR
$2.4B
$670K 0.21%
11,845
– –
FFIV icon
48
F5
FFIV
$23.4B
$627K 0.2%
4,487
– –
GOOG icon
49
Alphabet (Google) Class C
GOOG
$4.4T
$620K 0.19%
9,280
-360
-4% -$23.2K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.43T
$615K 0.19%
9,180
-260
-3% -$16.8K
1
2
3 4 5

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.