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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
26
PACCAR
PCAR
$70.2B
$1.17M 0.46%
25,001
-37
-0.1% -$1.69K
SCHH icon
27
Schwab US REIT ETF
SCHH
$11.4B
$1.06M 0.42%
44,902
-227,634
-84% -$5.22M
INTC icon
28
Intel
INTC
$510B
$1.02M 0.41%
19,827
+338
+2% +$16.6K
JNJ icon
29
Johnson & Johnson
JNJ
$621B
$957K 0.38%
7,398
+423
+6% +$55.7K
BP icon
30
BP
BP
$106B
$888K 0.35%
23,379
-374
-2% -$14.3K
META icon
31
Meta Platforms (Facebook)
META
$1.5T
$883K 0.35%
4,958
-234
-5% -$44.5K
V icon
32
Visa
V
$688B
$877K 0.35%
5,099
+23
+0.5% +$4.1K
WAFD icon
33
WaFd
WAFD
$2.79B
$761K 0.3%
20,562
-720
-3% -$25.7K
DE icon
34
Deere & Co
DE
$165B
$738K 0.29%
4,375
+175
+4% +$28K
DIS icon
35
Walt Disney
DIS
$177B
$686K 0.27%
5,267
+553
+12% +$76.5K
PG icon
36
Procter & Gamble
PG
$342B
$674K 0.27%
5,417
-9
-0.2% -$1.06K
CVX icon
37
Chevron
CVX
$371B
$669K 0.27%
5,644
+44
+0.8% +$5.34K
BANR icon
38
Banner Corp
BANR
$2.4B
$665K 0.26%
11,845
– –
BRK.B icon
39
Berkshire Hathaway Class B
BRK.B
$1.12T
$635K 0.25%
3,051
+10
+0.3% +$2.06K
FFIV icon
40
F5
FFIV
$23.4B
$630K 0.25%
4,487
– –
GOOG icon
41
Alphabet (Google) Class C
GOOG
$4.4T
$588K 0.23%
9,640
+980
+11% +$58K
PGR icon
42
Progressive
PGR
$124B
$584K 0.23%
7,565
– –
GOOGL icon
43
Alphabet (Google) Class A
GOOGL
$4.43T
$576K 0.23%
9,440
+400
+4% +$23.7K
VMI icon
44
Valmont Industries
VMI
$9.58B
$554K 0.22%
4,000
– –
AMAT icon
45
Applied Materials
AMAT
$424B
$537K 0.21%
10,770
– –
VO icon
46
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$472K 0.19%
11,268
– –
PANW icon
47
Palo Alto Networks
PANW
$296B
$471K 0.19%
13,860
– –
CMCSA icon
48
Comcast
CMCSA
$87.8B
$453K 0.18%
10,057
+53
+0.5% +$2.35K
BNDX icon
49
Vanguard Total International Bond ETF
BNDX
$82.3B
$437K 0.17%
7,426
+21
+0.3% +$1.23K
CI icon
50
Cigna
CI
$71.5B
$435K 0.17%
2,866
– –
1
2
3 4 5

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.