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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
(+34%)
Cap. Flow
+$42.8M
Cap. Flow
% of AUM
15.68%
Top 10 Holdings %
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$28.4M |
| 2 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$13.8M |
| 3 |
State Street SPDR Dow Jones Global Real Estate ETF
RWO
|
+$12.7M |
| 4 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$12.7M |
| 5 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$12.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$16.9M |
| 2 |
Schwab US Large- Cap ETF
SCHX
|
+$12.7M |
| 3 |
Schwab U.S Small- Cap ETF
SCHA
|
+$11.7M |
| 4 |
Invesco S&P 500 Equal Weight Financials ETF
RSPF
|
+$11M |
| 5 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$10.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Industrials | 4.91% |
| 3 | Consumer Discretionary | 3.65% |
| 4 | Healthcare | 1.96% |
| 5 | Financials | 1.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$256M
| $1.45M | 0.53% |
+55,405
| New | +$1.38M |
|
27
Invesco Trust Investment Grade Municipals
VGM
$559M
| $1.44M | 0.53% |
115,910
-4,477
| -4% | -$54.2K |
|
28
Oracle
ORCL
$413B
| $1.33M | 0.49% |
24,804
-1,039
| -4% | -$52.9K |
|
29
Invesco Municipal Trust
VKQ
$547M
| $1.3M | 0.48% |
107,542
| – | – |
|
30
Home Depot
HD
$349B
| $1.27M | 0.47% |
6,638
-155
| -2% | -$28.4K |
|
31
Amgen
AMGN
$219B
| $1.16M | 0.42% |
6,084
-36
| -0.6% | -$6.88K |
|
32
PACCAR
PCAR
$69.5B
| $1.14M | 0.42% |
25,173
-537
| -2% | -$23.4K |
|
33
Intel
INTC
$503B
| $1.1M | 0.41% |
20,578
+108
| +0.5% | +$5.48K |
|
|
EIM
34
Eaton Vance Municipal Bond Fund
EIM
$495M
| $1.04M | 0.38% |
83,635
+55,535
| +198% | +$654K |
|
35
BP
BP
$109B
| $1.02M | 0.37% |
23,685
-1,344
| -5% | -$55.1K |
|
36
Schwab US REIT ETF
SCHH
$11.4B
| $1.02M | 0.37% |
45,752
-168
| -0.4% | -$3.57K |
|
37
Johnson & Johnson
JNJ
$619B
| $978K | 0.36% |
6,995
-175
| -2% | -$23.4K |
|
38
Invesco Quality Municipal Securities
IQI
$530M
| $976K | 0.36% |
80,599
+20
| +0% | +$237 |
|
39
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $972K | 0.36% |
18,610
+15,920
| +592% | +$807K |
|
|
BTA
40
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $938K | 0.34% |
76,659
+21
| +0% | +$243 |
|
41
Meta Platforms (Facebook)
META
$1.5T
| $873K | 0.32% |
5,240
-90
| -2% | -$14.3K |
|
42
Visa
V
$692B
| $793K | 0.29% |
5,075
-263
| -5% | -$37.9K |
|
43
F5
FFIV
$23.5B
| $750K | 0.27% |
4,777
-1,014
| -18% | -$163K |
|
44
Invesco Advantage Municipal Income Trust II
VKI
$397M
| $715K | 0.26% |
66,377
+4,677
| +8% | +$49.4K |
|
45
Nuveen Municipal Credit Income Fund
NZF
$2.43B
| $703K | 0.26% |
46,681
| – | – |
|
|
MQT
46
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $699K | 0.26% |
56,834
| – | – |
|
47
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $679K | 0.25% |
44,962
-913
| -2% | -$13.3K |
|
48
Chevron
CVX
$371B
| $676K | 0.25% |
5,487
-30
| -0.5% | -$3.55K |
|
49
Deere & Co
DE
$166B
| $675K | 0.25% |
4,225
+1
| +0% | +$160 |
|
|
DMB
50
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
| $656K | 0.24% |
50,582
| – | – |
|
Similar funds
AMCA
PDL
AAS
FGAM
MCM
KF
TCP
PSC
Tradewinds Capital Management's Q1 2019 Portfolio in Review
As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.
- Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
- Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
- Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
- Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
- Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
- Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.
Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.