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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$203M
AUM Growth
-$57.5M
(-22%)
Cap. Flow
-$22.3M
Cap. Flow
% of AUM
-10.95%
Top 10 Holdings %
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$12.3M |
| 2 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$12.3M |
| 3 |
Schwab US Large- Cap ETF
SCHX
|
+$11.3M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$5.02M |
| 5 |
Banner Corp
BANR
|
+$1.17M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$20.3M |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$12.6M |
| 3 |
Global X MLP ETF
MLPA
|
+$11.1M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$7.94M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.49% |
| 2 | Industrials | 5.7% |
| 3 | Consumer Discretionary | 4.47% |
| 4 | Healthcare | 2.69% |
| 5 | Financials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
Banner Corp
BANR
$2.4B
| $1.07M | 0.53% |
+20,082
| New | +$1.17M |
|
27
PACCAR
PCAR
$70.2B
| $979K | 0.48% |
25,710
-700
| -3% | -$27.9K |
|
28
Intel
INTC
$510B
| $961K | 0.47% |
20,470
-3
| -0% | -$140 |
|
29
F5
FFIV
$23.4B
| $938K | 0.46% |
5,791
-75
| -1% | -$12.9K |
|
30
Johnson & Johnson
JNJ
$621B
| $925K | 0.46% |
7,170
-435
| -6% | -$60.7K |
|
31
BP
BP
$106B
| $920K | 0.45% |
25,029
-2,102
| -8% | -$83.9K |
|
32
Invesco Quality Municipal Securities
IQI
$528M
| $904K | 0.44% |
80,579
-31,031
| -28% | -$348K |
|
33
Schwab US REIT ETF
SCHH
$11.4B
| $884K | 0.43% |
45,920
-6,280
| -12% | -$128K |
|
|
BTA
34
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $818K | 0.4% |
76,638
-17,074
| -18% | -$187K |
|
35
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $734K | 0.36% |
14,641
+13,344
| +1,029% | +$670K |
|
36
Visa
V
$688B
| $704K | 0.35% |
5,338
+316
| +6% | +$43.6K |
|
37
Meta Platforms (Facebook)
META
$1.5T
| $699K | 0.34% |
5,330
-42
| -0.8% | -$6.08K |
|
|
MQT
38
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $650K | 0.32% |
56,834
-2,652
| -4% | -$30.2K |
|
39
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
| $641K | 0.32% |
45,875
-77,630
| -63% | -$1.07M |
|
40
Berkshire Hathaway Class B
BRK.B
$1.12T
| $631K | 0.31% |
3,091
-109
| -3% | -$22.8K |
|
41
Deere & Co
DE
$165B
| $630K | 0.31% |
4,224
-444
| -10% | -$65K |
|
42
Nuveen Municipal Credit Income Fund
NZF
$2.42B
| $626K | 0.31% |
46,681
-3,400
| -7% | -$46.1K |
|
|
EIV
43
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $623K | 0.31% |
56,554
| – | – |
|
44
Invesco Advantage Municipal Income Trust II
VKI
$398M
| $609K | 0.3% |
61,700
+46,000
| +293% | +$462K |
|
45
Chevron
CVX
$371B
| $600K | 0.3% |
5,517
-43
| -0.8% | -$4.98K |
|
|
DMB
46
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
| $600K | 0.3% |
50,582
-14,500
| -22% | -$175K |
|
47
WaFd
WAFD
$2.79B
| $568K | 0.28% |
21,282
-61
| -0.3% | -$1.71K |
|
48
Cigna
CI
$71.5B
| $560K | 0.28% |
2,950
+2,770
| +1,539% | +$578K |
|
49
Procter & Gamble
PG
$342B
| $551K | 0.27% |
5,992
-58
| -1% | -$5.18K |
|
50
Walt Disney
DIS
$177B
| $539K | 0.27% |
4,916
-305
| -6% | -$34.7K |
|
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Tradewinds Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.
Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.
- Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
- Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
- Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
- Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
- Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
- Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.
Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.