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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$261M
AUM Growth
+$22.2M
(+9.3%)
Cap. Flow
+$8.13M
Cap. Flow
% of AUM
3.12%
Top 10 Holdings %
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$19.5M |
| 2 |
Schwab U.S Small- Cap ETF
SCHA
|
+$13.4M |
| 3 |
Invesco S&P 500 Equal Weight Financials ETF
RSPF
|
+$13.2M |
| 4 |
Global X MLP ETF
MLPA
|
+$12.4M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$13.6M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$12.7M |
| 3 |
State Street SPDR S&P China ETF
GXC
|
+$12M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$9.97M |
| 5 |
Schwab US Mid-Cap ETF
SCHM
|
+$4.41M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.68% |
| 2 | Industrials | 5.45% |
| 3 | Consumer Discretionary | 4.16% |
| 4 | Healthcare | 2.77% |
| 5 | Financials | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Invesco Trust Investment Grade Municipals
VGM
$554M
| $1.52M | 0.58% |
127,664
-1,576
| -1% | -$19.1K |
|
27
Amgen
AMGN
$220B
| $1.4M | 0.54% |
6,772
+27
| +0.4% | +$5.32K |
|
28
Oracle
ORCL
$416B
| $1.38M | 0.53% |
26,727
-402
| -1% | -$19.5K |
|
29
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.15B
| $1.32M | 0.51% |
+52,285
| New | +$1.29M |
|
30
Invesco Municipal Trust
VKQ
$544M
| $1.31M | 0.5% |
113,392
-4,000
| -3% | -$47.1K |
|
31
Invesco Quality Municipal Securities
IQI
$528M
| $1.29M | 0.5% |
111,610
-1,679
| -1% | -$20K |
|
32
PACCAR
PCAR
$70.2B
| $1.2M | 0.46% |
26,411
-270
| -1% | -$11.9K |
|
33
BP
BP
$106B
| $1.19M | 0.46% |
27,131
-346
| -1% | -$14.5K |
|
34
F5
FFIV
$23.4B
| $1.17M | 0.45% |
5,866
| – | – |
|
|
ESRX
35
DELISTED
Express Scripts Holding Company
ESRX
| $1.15M | 0.44% |
12,148
-2,158
| -15% | -$184K |
|
36
Schwab US REIT ETF
SCHH
$11.4B
| $1.09M | 0.42% |
52,200
-3,398
| -6% | -$71.8K |
|
|
BTA
37
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.06M | 0.41% |
93,712
-878
| -0.9% | -$9.97K |
|
38
Johnson & Johnson
JNJ
$621B
| $1.05M | 0.4% |
7,605
-175
| -2% | -$23.3K |
|
39
Intel
INTC
$510B
| $968K | 0.37% |
20,473
-152
| -0.7% | -$7.4K |
|
40
Meta Platforms (Facebook)
META
$1.5T
| $883K | 0.34% |
5,372
-51
| -0.9% | -$9.23K |
|
|
DMB
41
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
| $808K | 0.31% |
65,082
-900
| -1% | -$11.3K |
|
42
Visa
V
$688B
| $754K | 0.29% |
5,022
+14
| +0.3% | +$1.99K |
|
43
Nuveen Municipal Credit Income Fund
NZF
$2.42B
| $722K | 0.28% |
50,081
-1,432
| -3% | -$20.8K |
|
44
Deere & Co
DE
$165B
| $702K | 0.27% |
4,668
| – | – |
|
|
MQT
45
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $698K | 0.27% |
59,486
-800
| -1% | -$9.59K |
|
46
Berkshire Hathaway Class B
BRK.B
$1.12T
| $685K | 0.26% |
3,200
+35
| +1% | +$7.18K |
|
47
WaFd
WAFD
$2.79B
| $683K | 0.26% |
21,343
+720
| +3% | +$24.2K |
|
48
Chevron
CVX
$371B
| $680K | 0.26% |
5,560
-88
| -2% | -$10.7K |
|
|
EIV
49
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $655K | 0.25% |
56,554
| – | – |
|
50
Walt Disney
DIS
$177B
| $611K | 0.23% |
5,221
+201
| +4% | +$22.4K |
|
Similar funds
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Tradewinds Capital Management's Q3 2018 Portfolio in Review
As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.
- Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
- Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
- Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
- Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
- Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
- Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.
Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.