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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
26
Schwab US REIT ETF
SCHH
$11.5B
$1.36M 0.66%
65,462
-202,482
-76% -$4.21M
ORCL icon
27
Oracle
ORCL
$367B
$1.3M 0.63%
27,516
+4
+0% +$196
SCHX icon
28
Schwab US Large- Cap ETF
SCHX
$71.3B
$1.22M 0.6%
115,098
+82,176
+250% +$851K
PCAR icon
29
PACCAR
PCAR
$70.4B
$1.22M 0.59%
25,733
+2,075
+9% +$98.1K
CSCO icon
30
Cisco
CSCO
$448B
$1.21M 0.59%
31,616
-212
-0.7% -$7.57K
BTA
31
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.18M 0.58%
98,488
-13,130
-12% -$158K
BP icon
32
BP
BP
$114B
$1.17M 0.57%
34,025
-252
-0.7% -$9.13K
AMGN icon
33
Amgen
AMGN
$209B
$1.16M 0.57%
6,674
+8
+0.1% +$1.42K
ESRX
34
DELISTED
Express Scripts Holding Company
ESRX
$1.13M 0.55%
15,134
-510
-3% -$32.6K
DMB
35
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$1.05M 0.51%
81,013
– –
RSPH icon
36
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$768M
$1.01M 0.49%
+56,190
New +$996K
JNJ icon
37
Johnson & Johnson
JNJ
$617B
$1.01M 0.49%
7,212
+304
+4% +$42.3K
INTC icon
38
Intel
INTC
$460B
$963K 0.47%
20,867
-789
-4% -$34.4K
FFIV icon
39
F5
FFIV
$22.1B
$858K 0.42%
6,536
– –
NZF icon
40
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$846K 0.41%
55,542
-13,432
-19% -$204K
EIV
41
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$803K 0.39%
65,209
-9,400
-13% -$116K
MQT
42
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$796K 0.39%
60,761
-4,300
-7% -$56.2K
DE icon
43
Deere & Co
DE
$162B
$731K 0.36%
4,667
– –
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.1T
$716K 0.35%
3,614
– –
WAFD icon
45
WaFd
WAFD
$2.69B
$706K 0.34%
20,623
– –
VMI icon
46
Valmont Industries
VMI
$9.2B
$663K 0.32%
4,000
– –
CVX icon
47
Chevron
CVX
$383B
$645K 0.31%
5,152
+10
+0.2% +$1.19K
AMAT icon
48
Applied Materials
AMAT
$398B
$590K 0.29%
11,544
+5
+0% +$271
PG icon
49
Procter & Gamble
PG
$335B
$590K 0.29%
6,425
-571
-8% -$51.4K
V icon
50
Visa
V
$673B
$568K 0.28%
4,978
+2
+0% +$221
1
2
3 4 5

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.