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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTA
26
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.35M 0.69%
111,618
+20
+0% +$243
ORCL icon
27
Oracle
ORCL
$367B
$1.33M 0.68%
27,512
-940
-3% -$46.8K
AMGN icon
28
Amgen
AMGN
$209B
$1.24M 0.63%
6,666
-127
-2% -$22.5K
PCAR icon
29
PACCAR
PCAR
$70.4B
$1.14M 0.58%
23,658
-3,848
-14% -$174K
DMB
30
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$1.08M 0.55%
81,013
-1,250
-2% -$16.7K
CSCO icon
31
Cisco
CSCO
$448B
$1.07M 0.55%
31,828
-64
-0.2% -$2.04K
BP icon
32
BP
BP
$114B
$1.07M 0.54%
34,277
+4,018
+13% +$128K
NZF icon
33
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$1.05M 0.54%
68,974
+725
+1% +$11K
ESRX
34
DELISTED
Express Scripts Holding Company
ESRX
$991K 0.51%
15,644
-462
-3% -$28.7K
ZGBR
35
DELISTED
SPDR Solactive United Kingdom ETF
ZGBR
$947K 0.48%
17,845
-172,100
-91% -$8.9M
EIV
36
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$936K 0.48%
74,609
– –
JNJ icon
37
Johnson & Johnson
JNJ
$617B
$898K 0.46%
6,908
-588
-8% -$77.9K
MQT
38
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$868K 0.44%
65,061
– –
INTC icon
39
Intel
INTC
$460B
$825K 0.42%
21,656
-1,054
-5% -$37.5K
RSPN icon
40
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$821K 0.42%
36,535
+3,795
+12% +$82.2K
FFIV icon
41
F5
FFIV
$22.1B
$788K 0.4%
6,536
+25
+0.4% +$3.02K
WAFD icon
42
WaFd
WAFD
$2.69B
$694K 0.35%
20,623
– –
AFB
43
AllianceBernstein National Municipal Income Fund
AFB
$314M
$669K 0.34%
47,956
– –
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.1T
$663K 0.34%
3,614
– –
PG icon
45
Procter & Gamble
PG
$335B
$636K 0.32%
6,996
+31
+0.4% +$2.82K
VMI icon
46
Valmont Industries
VMI
$9.2B
$632K 0.32%
4,000
– –
CVX icon
47
Chevron
CVX
$383B
$604K 0.31%
5,142
+26
+0.5% +$2.84K
AMAT icon
48
Applied Materials
AMAT
$398B
$601K 0.31%
11,539
-587
-5% -$26.5K
DE icon
49
Deere & Co
DE
$162B
$586K 0.3%
4,667
– –
PMM
50
Franklin Managed Municipal Income Trust
PMM
$269M
$560K 0.29%
74,120
– –
1
2
3 4 5

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PDL
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.