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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
(+20%)
Cap. Flow
+$28.2M
Cap. Flow
% of AUM
14.86%
Top 10 Holdings %
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$10M |
| 2 |
ZDEU
SPDR Solactive Germany ETF
ZDEU
|
+$9.94M |
| 3 |
Invesco S&P 500 Equal Weight Technology ETF
RSPT
|
+$9.86M |
| 4 |
Invesco S&P 500 Equal Weight Financials ETF
RSPF
|
+$9.81M |
| 5 |
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
|
+$9.81M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab International Equity ETF
SCHF
|
+$15.4M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$7.78M |
| 3 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$4.32M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$3.88M |
| 5 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$3.15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.15% |
| 2 | Industrials | 6.04% |
| 3 | Consumer Discretionary | 4.17% |
| 4 | Healthcare | 3.28% |
| 5 | Financials | 2.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Oracle
ORCL
$339B
| $1.43M | 0.75% |
28,452
-1,131
| -4% | -$51.5K |
|
27
Adobe
ADBE
$105B
| $1.36M | 0.71% |
9,600
-105
| -1% | -$14.4K |
|
|
BTA
28
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.32M | 0.69% |
111,598
+20
| +0% | +$235 |
|
29
Home Depot
HD
$337B
| $1.29M | 0.68% |
8,403
-453
| -5% | -$69.5K |
|
30
PACCAR
PCAR
$70.5B
| $1.21M | 0.64% |
27,506
+56
| +0.2% | +$2.42K |
|
31
Amgen
AMGN
$209B
| $1.17M | 0.62% |
6,793
-444
| -6% | -$72.2K |
|
|
DMB
32
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
| $1.08M | 0.57% |
82,263
-850
| -1% | -$11.1K |
|
|
ESRX
33
DELISTED
Express Scripts Holding Company
ESRX
| $1.03M | 0.54% |
16,106
-2,389
| -13% | -$150K |
|
34
Nuveen Municipal Credit Income Fund
NZF
$2.41B
| $1.02M | 0.54% |
+68,249
| New | +$1.01M |
|
35
Cisco
CSCO
$443B
| $998K | 0.53% |
31,892
-658
| -2% | -$21.4K |
|
36
Johnson & Johnson
JNJ
$640B
| $992K | 0.52% |
7,496
-94
| -1% | -$12K |
|
|
EIV
37
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $945K | 0.5% |
74,609
| – | – |
|
38
BP
BP
$112B
| $930K | 0.49% |
30,259
-345
| -1% | -$10.7K |
|
|
MQT
39
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $854K | 0.45% |
65,061
| – | – |
|
40
F5
FFIV
$22B
| $827K | 0.44% |
6,511
-100
| -2% | -$13.1K |
|
41
Intel
INTC
$413B
| $766K | 0.4% |
22,710
-795
| -3% | -$28.4K |
|
42
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
| $708K | 0.37% |
+32,740
| New | +$692K |
|
43
WaFd
WAFD
$2.71B
| $685K | 0.36% |
20,623
-2,591
| -11% | -$85.8K |
|
|
AFB
44
AllianceBernstein National Municipal Income Fund
AFB
$315M
| $657K | 0.35% |
47,956
| – | – |
|
45
Berkshire Hathaway Class B
BRK.B
$1.1T
| $612K | 0.32% |
3,614
-210
| -5% | -$34.9K |
|
46
Procter & Gamble
PG
$340B
| $607K | 0.32% |
6,965
-108
| -2% | -$9.52K |
|
47
Valmont Industries
VMI
$8.86B
| $598K | 0.31% |
4,000
| – | – |
|
48
Deere & Co
DE
$165B
| $577K | 0.3% |
4,667
| – | – |
|
|
PMM
49
Franklin Managed Municipal Income Trust
PMM
$270M
| $557K | 0.29% |
74,120
| – | – |
|
50
Walt Disney
DIS
$171B
| $554K | 0.29% |
5,212
+92
| +2% | +$10.1K |
|
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Tradewinds Capital Management's Q2 2017 Portfolio in Review
As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.
- Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
- Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
- Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
- Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
- Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
- Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
- Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.
Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.