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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
(+4.7%)
Cap. Flow
-$559K
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$1.8M |
| 2 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$967K |
| 3 |
Schwab International Equity ETF
SCHF
|
+$854K |
| 4 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$499K |
| 5 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$462K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$3.41M |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$365K |
| 3 |
Mastercard
MA
|
+$330K |
| 4 |
STJ
St Jude Medical
STJ
|
+$314K |
| 5 |
Invesco Municipal Opportunity Trust
VMO
|
+$268K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.62% |
| 2 | Industrials | 6.96% |
| 3 | Consumer Discretionary | 5.23% |
| 4 | Healthcare | 3.99% |
| 5 | Financials | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Oracle
ORCL
$374B
| $1.32M | 0.83% |
29,583
-907
| -3% | -$37.8K |
|
27
Home Depot
HD
$331B
| $1.3M | 0.82% |
8,856
-81
| -0.9% | -$11.5K |
|
|
BTA
28
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.28M | 0.81% |
111,578
+20
| +0% | +$229 |
|
29
Adobe
ADBE
$99.5B
| $1.26M | 0.8% |
9,705
+105
| +1% | +$12.3K |
|
30
PACCAR
PCAR
$69.8B
| $1.23M | 0.77% |
27,450
+1,039
| +4% | +$46.8K |
|
|
ESRX
31
DELISTED
Express Scripts Holding Company
ESRX
| $1.22M | 0.77% |
18,495
-1,922
| -9% | -$132K |
|
32
Amgen
AMGN
$208B
| $1.19M | 0.75% |
7,237
+1
| +0% | +$166 |
|
33
Cisco
CSCO
$457B
| $1.1M | 0.69% |
32,550
-521
| -2% | -$16.9K |
|
|
DMB
34
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
| $1.05M | 0.66% |
83,113
-735
| -0.9% | -$9.25K |
|
35
Nuveen Municipal Credit Income Fund
NZF
$2.4B
| – | – |
0
| – | – |
|
36
Johnson & Johnson
JNJ
$618B
| $945K | 0.6% |
7,590
+236
| +3% | +$28.2K |
|
37
F5
FFIV
$22.9B
| $943K | 0.59% |
6,611
| – | – |
|
38
BP
BP
$116B
| $921K | 0.58% |
30,604
-718
| -2% | -$21.8K |
|
|
EIV
39
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $916K | 0.58% |
74,609
| – | – |
|
40
Intel
INTC
$455B
| $848K | 0.53% |
23,505
+764
| +3% | +$27.6K |
|
|
MQT
41
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $832K | 0.52% |
65,061
| – | – |
|
42
WaFd
WAFD
$2.72B
| $768K | 0.48% |
23,214
| – | – |
|
|
AFB
43
AllianceBernstein National Municipal Income Fund
AFB
$313M
| $642K | 0.4% |
47,956
| – | – |
|
44
Berkshire Hathaway Class B
BRK.B
$1.1T
| $637K | 0.4% |
3,824
-25
| -0.6% | -$4.18K |
|
45
Procter & Gamble
PG
$336B
| $636K | 0.4% |
7,073
+12
| +0.2% | +$1.06K |
|
46
Valmont Industries
VMI
$9.3B
| $622K | 0.39% |
4,000
-1,000
| -20% | -$148K |
|
47
Enbridge
ENB
$119B
| $588K | 0.37% |
14,055
+8,738
| +164% | +$369K |
|
48
Walt Disney
DIS
$167B
| $581K | 0.37% |
5,120
-986
| -16% | -$109K |
|
49
Chevron
CVX
$392B
| $557K | 0.35% |
5,189
-69
| -1% | -$7.74K |
|
|
PMM
50
Franklin Managed Municipal Income Trust
PMM
$267M
| $538K | 0.34% |
74,120
| – | – |
|
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KF
Tradewinds Capital Management's Q1 2017 Portfolio in Review
As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.
- Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
- Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
- Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
- Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
- Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
- Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
- Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.
Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.