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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$152M
AUM Growth
+$9.04M
(+6.3%)
Cap. Flow
+$6.47M
Cap. Flow
% of AUM
4.27%
Top 10 Holdings %
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab International Equity ETF
SCHF
|
+$13.2M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$6.66M |
| 3 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$3.34M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$1.2M |
| 5 |
Nuveen AMT-Free Municipal Credit Income Fund
NVG
|
+$429K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US REIT ETF
SCHH
|
+$12.1M |
| 2 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$1.23M |
| 3 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$1.19M |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$1.15M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$1.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.06% |
| 2 | Industrials | 6.93% |
| 3 | Consumer Discretionary | 4.93% |
| 4 | Healthcare | 4.08% |
| 5 | Financials | 3.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BTA
26
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $1.26M | 0.83% |
111,558
+4,619
| +4% | +$53.3K |
|
27
Home Depot
HD
$331B
| $1.2M | 0.79% |
8,937
-27
| -0.3% | -$3.48K |
|
28
Oracle
ORCL
$374B
| $1.17M | 0.77% |
30,490
+4
| +0% | +$156 |
|
29
PACCAR
PCAR
$69.8B
| $1.13M | 0.74% |
26,411
+23
| +0.1% | +$927 |
|
|
SCHV
30
Schwab US Large-Cap Value ETF
SCHV
$15.7B
| $1.07M | 0.7% |
66,597
-74,274
| -53% | -$1.15M |
|
31
Amgen
AMGN
$208B
| $1.06M | 0.7% |
7,236
-26
| -0.4% | -$3.91K |
|
|
DMB
32
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
| $1.03M | 0.68% |
83,848
+10
| +0% | +$128 |
|
33
BP
BP
$116B
| $1M | 0.66% |
31,322
+7
| +0% | +$211 |
|
34
Cisco
CSCO
$457B
| $999K | 0.66% |
33,071
-1,893
| -5% | -$57.7K |
|
35
Nuveen Municipal Credit Income Fund
NZF
$2.4B
| – | – |
-30,672
| Closed | -$442K |
|
36
Adobe
ADBE
$99.5B
| $988K | 0.65% |
9,600
| – | – |
|
37
F5
FFIV
$22.9B
| $957K | 0.63% |
6,611
-2,250
| -25% | -$305K |
|
|
EIV
38
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $918K | 0.61% |
74,609
| – | – |
|
39
Johnson & Johnson
JNJ
$618B
| $847K | 0.56% |
7,354
-670
| -8% | -$77.4K |
|
|
MQT
40
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $833K | 0.55% |
65,061
| – | – |
|
41
Intel
INTC
$455B
| $825K | 0.54% |
22,741
-2,440
| -10% | -$87.4K |
|
42
WaFd
WAFD
$2.72B
| $797K | 0.53% |
23,214
-822
| -3% | -$25.1K |
|
43
Valmont Industries
VMI
$9.3B
| $705K | 0.46% |
5,000
-3,000
| -38% | -$416K |
|
44
Walt Disney
DIS
$167B
| $636K | 0.42% |
6,106
-304
| -5% | -$29.6K |
|
|
AFB
45
AllianceBernstein National Municipal Income Fund
AFB
$313M
| $634K | 0.42% |
47,956
| – | – |
|
46
Berkshire Hathaway Class B
BRK.B
$1.1T
| $627K | 0.41% |
3,849
+20
| +0.5% | +$3.08K |
|
47
Chevron
CVX
$392B
| $619K | 0.41% |
5,258
-2,898
| -36% | -$316K |
|
48
Procter & Gamble
PG
$336B
| $594K | 0.39% |
7,061
-49
| -0.7% | -$4.18K |
|
|
PMM
49
Franklin Managed Municipal Income Trust
PMM
$267M
| $524K | 0.35% |
74,120
| – | – |
|
50
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $491K | 0.32% |
14,928
-280
| -2% | -$9.06K |
|
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Tradewinds Capital Management's Q4 2016 Portfolio in Review
As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.
- Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
- Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
- Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
- Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
- Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
- Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
- Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.
Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.