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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$952K
Cap. Flow %
-0.67%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
26
Oracle
ORCL
$374B
$1.2M 0.84%
30,486
+4
+0% +$163
DMB
27
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$1.18M 0.82%
83,838
-506
-0.6% -$7.16K
HD icon
28
Home Depot
HD
$331B
$1.15M 0.81%
8,964
+319
+4% +$42.5K
SCHG icon
29
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$1.14M 0.8%
163,608
+4,264
+3% +$29.3K
CSCO icon
30
Cisco
CSCO
$457B
$1.11M 0.78%
34,964
-16
-0% -$492
FFIV icon
31
F5
FFIV
$22.9B
$1.1M 0.77%
8,861
– –
VMI icon
32
Valmont Industries
VMI
$9.3B
$1.08M 0.76%
8,000
– –
ADBE icon
33
Adobe
ADBE
$99.5B
$1.04M 0.73%
9,600
– –
PCAR icon
34
PACCAR
PCAR
$69.8B
$1.03M 0.72%
26,388
+24
+0.1% +$913
EIV
35
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.01M 0.71%
74,609
-2,000
-3% -$27.4K
INTC icon
36
Intel
INTC
$455B
$951K 0.67%
25,181
+1,437
+6% +$50.9K
JNJ icon
37
Johnson & Johnson
JNJ
$618B
$948K 0.66%
8,024
+549
+7% +$66.6K
BP icon
38
BP
BP
$116B
$926K 0.65%
31,315
+1,391
+5% +$40.4K
MQT
39
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$923K 0.65%
65,061
-1,248
-2% -$18K
CVX icon
40
Chevron
CVX
$392B
$839K 0.59%
8,156
-18
-0.2% -$1.84K
AFB
41
AllianceBernstein National Municipal Income Fund
AFB
$313M
$706K 0.5%
47,956
– –
WAFD icon
42
WaFd
WAFD
$2.72B
$641K 0.45%
24,036
– –
PG icon
43
Procter & Gamble
PG
$336B
$638K 0.45%
7,110
-248
-3% -$21.5K
DIS icon
44
Walt Disney
DIS
$167B
$595K 0.42%
6,410
+3
+0% +$287
PMM
45
Franklin Managed Municipal Income Trust
PMM
$267M
$591K 0.41%
74,120
– –
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.1T
$553K 0.39%
3,829
+430
+13% +$62.9K
JWN
47
DELISTED
Nordstrom
JWN
$535K 0.38%
10,320
-194
-2% -$9.12K
META icon
48
Meta Platforms (Facebook)
META
$1.42T
$514K 0.36%
4,011
-1,175
-23% -$146K
VO icon
49
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$492K 0.34%
15,208
+280
+2% +$8.98K
NZF icon
50
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$483K 0.34%
+30,672
New +$487K
1
2
3 4 5

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.