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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMI icon
26
Valmont Industries
VMI
$8.81B
$1.08M 0.78%
8,000
-1,000
-11% -$132K
EIV
27
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.07M 0.77%
76,609
– –
SCHG icon
28
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$1.04M 0.75%
159,344
-454,232
-74% -$2.98M
NQM
29
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.02M 0.73%
60,798
-6,919
-10% -$113K
FFIV icon
30
F5
FFIV
$22B
$1.01M 0.72%
8,861
-2,007
-18% -$216K
CSCO icon
31
Cisco
CSCO
$443B
$1M 0.72%
34,980
+26
+0.1% +$730
NPI
32
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$967K 0.69%
62,702
– –
MQT
33
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$960K 0.69%
66,309
-1,170
-2% -$16.8K
ADBE icon
34
Adobe
ADBE
$105B
$920K 0.66%
9,600
– –
PCAR icon
35
PACCAR
PCAR
$70.5B
$912K 0.65%
26,364
+630
+2% +$23.2K
JNJ icon
36
Johnson & Johnson
JNJ
$640B
$907K 0.65%
7,475
-10
-0.1% -$1.14K
BP icon
37
BP
BP
$112B
$894K 0.64%
29,924
+5,355
+22% +$144K
AMZN icon
38
Amazon
AMZN
$2.44T
$889K 0.64%
24,840
+4,420
+22% +$149K
MUE
39
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$867K 0.62%
58,317
– –
BYM
40
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$860K 0.62%
52,947
-7,989
-13% -$124K
CVX icon
41
Chevron
CVX
$382B
$857K 0.61%
8,174
+521
+7% +$52.4K
INTC icon
42
Intel
INTC
$413B
$779K 0.56%
23,744
-185
-0.8% -$5.8K
NPP
43
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$751K 0.54%
45,483
– –
AFB
44
AllianceBernstein National Municipal Income Fund
AFB
$315M
$724K 0.52%
47,956
– –
NPM
45
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$708K 0.51%
45,705
– –
NEA icon
46
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$683K 0.49%
45,535
– –
DIS icon
47
Walt Disney
DIS
$171B
$627K 0.45%
6,407
-4
-0.1% -$400
PG icon
48
Procter & Gamble
PG
$340B
$623K 0.45%
7,358
+420
+6% +$34.5K
PMM
49
Franklin Managed Municipal Income Trust
PMM
$270M
$596K 0.43%
74,120
– –
META icon
50
Meta Platforms (Facebook)
META
$1.49T
$593K 0.42%
5,186
+646
+14% +$74.4K
1
2
3 4 5

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.