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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
87
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
26
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$193M
$1.11M 0.76%
84,334
-640
-0.8% -$8.21K
NQM
27
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.08M 0.74%
67,717
+52
+0.1% +$819
EIV
28
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.03M 0.7%
76,609
– –
AMGN icon
29
Amgen
AMGN
$204B
$1.01M 0.69%
6,717
+1
+0% +$149
CSCO icon
30
Cisco
CSCO
$457B
$995K 0.68%
34,954
-120
-0.3% -$3.09K
MQT
31
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$944K 0.64%
67,479
– –
PCAR icon
32
PACCAR
PCAR
$69.5B
$938K 0.64%
25,734
+102
+0.4% +$3.42K
BYM
33
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$918K 0.63%
60,936
– –
NPI
34
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$914K 0.62%
62,702
– –
ADBE icon
35
Adobe
ADBE
$99.9B
$900K 0.61%
9,600
– –
NAC icon
36
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$895K 0.61%
55,600
– –
MUE
37
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$818K 0.56%
58,317
– –
JNJ icon
38
Johnson & Johnson
JNJ
$613B
$810K 0.55%
7,485
-100
-1% -$10.4K
MDYG icon
39
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$804K 0.55%
20,355
-40,335
-66% -$1.5M
INTC icon
40
Intel
INTC
$459B
$774K 0.53%
23,929
+216
+0.9% +$6.63K
SCHF icon
41
Schwab International Equity ETF
SCHF
$67.1B
$762K 0.52%
56,240
+4,552
+9% +$59.1K
CVX icon
42
Chevron
CVX
$385B
$730K 0.5%
7,653
+2,916
+62% +$255K
NPP
43
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$714K 0.49%
45,483
– –
AFB
44
AllianceBernstein National Municipal Income Fund
AFB
$313M
$693K 0.47%
47,956
– –
MUS
45
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$676K 0.46%
48,123
+1,773
+4% +$24.4K
NKX icon
46
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$673K 0.46%
42,027
– –
NPM
47
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$673K 0.46%
45,705
– –
NEA icon
48
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$647K 0.44%
45,535
– –
DIS icon
49
Walt Disney
DIS
$170B
$637K 0.43%
6,411
-4
-0.1% -$386
BP icon
50
BP
BP
$114B
$624K 0.43%
24,569
+14,330
+140% +$362K
1
2
3 4 5

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.