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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$493K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
26
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$1.05M 0.76%
84,974
+8,108
+11% +$98.6K
FFIV icon
27
F5
FFIV
$23.4B
$1.05M 0.76%
10,811
+25
+0.2% +$2.7K
NQM
28
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.04M 0.75%
67,665
+53
+0.1% +$799
EIV
29
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.01M 0.73%
76,609
– –
CSCO icon
30
Cisco
CSCO
$480B
$952K 0.69%
35,074
-1,180
-3% -$32.6K
BYM
31
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$907K 0.66%
60,936
– –
ADBE icon
32
Adobe
ADBE
$102B
$902K 0.65%
9,600
– –
MQT
33
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$896K 0.65%
67,479
– –
NPI
34
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$884K 0.64%
62,702
+9,700
+18% +$132K
NAC icon
35
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$861K 0.62%
55,600
– –
INTC icon
36
Intel
INTC
$509B
$817K 0.59%
23,713
-87
-0.4% -$2.94K
PCAR icon
37
PACCAR
PCAR
$71.6B
$810K 0.59%
25,632
+28
+0.1% +$954
MUE
38
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$794K 0.57%
58,317
– –
JNJ icon
39
Johnson & Johnson
JNJ
$614B
$779K 0.56%
7,585
-638
-8% -$64.2K
MDYV icon
40
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.85B
$727K 0.53%
19,122
+2,306
+14% +$92.5K
SCHF icon
41
Schwab International Equity ETF
SCHF
$68.1B
$712K 0.51%
51,688
-548,284
-91% -$7.86M
NPP
42
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$680K 0.49%
45,483
+7,100
+18% +$104K
DIS icon
43
Walt Disney
DIS
$170B
$674K 0.49%
6,415
+114
+2% +$12.7K
AFB
44
AllianceBernstein National Municipal Income Fund
AFB
$317M
$662K 0.48%
47,956
– –
NPM
45
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$661K 0.48%
45,705
+7,400
+19% +$103K
NKX icon
46
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
$646K 0.47%
42,027
– –
MUS
47
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$636K 0.46%
46,350
+7,800
+20% +$103K
AMZN icon
48
Amazon
AMZN
$2.99T
$633K 0.46%
18,740
+760
+4% +$24K
NEA icon
49
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$631K 0.46%
45,535
– –
BIE
50
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$569K 0.41%
38,002
+7,000
+23% +$101K
1
2
3 4 5

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.