TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
+8.48%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$138M
AUM Growth
+$138M
Cap. Flow
+$948K
Cap. Flow %
0.68%
Top 10 Hldgs %
44.58%
Holding
732
New
48
Increased
114
Reduced
87
Closed
49

Top Buys

1
SCHH icon
Schwab US REIT ETF
SCHH
$8.4M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$877K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$347K
4
VKQ icon
Invesco Municipal Trust
VKQ
$152K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$137K

Top Sells

1
SCHF icon
Schwab International Equity ETF
SCHF
$7.55M
2
MSFT icon
Microsoft
MSFT
$1.61M
3
GOOG icon
Alphabet (Google) Class C
GOOG
$338K
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$291K
5
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$290K

Sector Composition

1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DMB
26
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$185M
$1.05M 0.76%
84,974
+8,108
+11% +$100K
FFIV icon
27
F5
FFIV
$17.8B
$1.05M 0.76%
10,811
+25
+0.2% +$2.42K
NQM
28
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.04M 0.75%
67,665
+53
+0.1% +$817
EIV
29
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.01M 0.73%
76,609
– –
CSCO icon
30
Cisco
CSCO
$268B
$952K 0.69%
35,074
-1,180
-3% -$32K
BYM icon
31
BlackRock Municipal Income Quality Trust
BYM
$274M
$907K 0.66%
60,936
– –
ADBE icon
32
Adobe
ADBE
$148B
$902K 0.65%
9,600
– –
MQT icon
33
BlackRock MuniYield Quality Fund II
MQT
$214M
$896K 0.65%
67,479
– –
NPI
34
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$884K 0.64%
62,702
+9,700
+18% +$137K
NAC icon
35
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$861K 0.62%
55,600
– –
INTC icon
36
Intel
INTC
$105B
$817K 0.59%
23,713
-87
-0.4% -$3K
PCAR icon
37
PACCAR
PCAR
$50.5B
$810K 0.59%
17,088
+19
+0.1% +$885
MUE icon
38
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$794K 0.57%
58,317
– –
JNJ icon
39
Johnson & Johnson
JNJ
$429B
$779K 0.56%
7,585
-638
-8% -$65.5K
MDYV icon
40
SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.45B
$727K 0.53%
9,561
+1,153
+14% +$87.7K
SCHF icon
41
Schwab International Equity ETF
SCHF
$50B
$712K 0.51%
25,844
-274,142
-91% -$7.55M
NPP
42
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$680K 0.49%
45,483
+7,100
+18% +$106K
DIS icon
43
Walt Disney
DIS
$211B
$674K 0.49%
6,415
+114
+2% +$12K
AFB
44
AllianceBernstein National Municipal Income Fund
AFB
$297M
$662K 0.48%
47,956
– –
NPM
45
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$661K 0.48%
45,705
+7,400
+19% +$107K
NKX icon
46
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$566M
$646K 0.47%
42,027
– –
MUS
47
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$636K 0.46%
46,350
+7,800
+20% +$107K
AMZN icon
48
Amazon
AMZN
$2.41T
$633K 0.46%
937
+38
+4% +$25.7K
NEA icon
49
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$631K 0.46%
45,535
– –
BIE
50
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$569K 0.41%
38,002
+7,000
+23% +$105K
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