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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$7.53M
Cap. Flow
+$8.33M
Cap. Flow %
5.85%
Top 10 Hldgs %
43.95%
Holding
729
New
88
Increased
134
Reduced
70
Closed
31

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.93M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$517K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$494K
5
PCAR icon
PACCAR
PCAR
+$281K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.12M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$889K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$219K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$132K

Sector Composition

Rank Sector Weight
1 Technology 23.72%
2 Industrials 7.4%
3 Healthcare 5.28%
4 Consumer Discretionary 4.68%
5 Financials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
26
Invesco Municipal Trust
VKQ
$541M
$1.07M 0.75%
89,237
+7,250
+9% +$89.7K
BTA
27
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$1.06M 0.74%
97,887
+1,869
+2% +$20.8K
AMGN icon
28
Amgen
AMGN
$208B
$1.05M 0.73%
6,815
-21
-0.3% -$3.36K
CSCO icon
29
Cisco
CSCO
$457B
$1.02M 0.72%
37,338
-182
-0.5% -$5.22K
EIV
30
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$925K 0.65%
76,609
-2,900
-4% -$36.3K
HD icon
31
Home Depot
HD
$331B
$909K 0.64%
8,177
-73
-0.9% -$8.17K
NQM
32
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$881K 0.62%
60,798
-3,421
-5% -$52.3K
MQT
33
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$850K 0.6%
67,479
+10,670
+19% +$139K
BYM
34
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$828K 0.58%
60,936
– –
NAC icon
35
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$800K 0.56%
55,600
– –
JWN
36
DELISTED
Nordstrom
JWN
$783K 0.55%
10,506
+4
+0% +$304
ADBE icon
37
Adobe
ADBE
$99.5B
$778K 0.55%
9,600
– –
SLYV icon
38
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$776K 0.54%
14,626
-16,592
-53% -$889K
JNJ icon
39
Johnson & Johnson
JNJ
$618B
$757K 0.53%
7,762
+27
+0.3% +$2.7K
DMB
40
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$723K 0.51%
62,198
-1,423
-2% -$17.2K
INTC icon
41
Intel
INTC
$455B
$723K 0.51%
23,784
-170
-0.7% -$5.5K
DIS icon
42
Walt Disney
DIS
$167B
$709K 0.5%
6,208
-121
-2% -$13.3K
MUE
43
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$696K 0.49%
54,317
– –
NPI
44
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$687K 0.48%
52,252
-2,200
-4% -$29.7K
AFB
45
AllianceBernstein National Municipal Income Fund
AFB
$313M
$633K 0.44%
47,956
– –
NKX icon
46
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$596K 0.42%
42,027
– –
NEA icon
47
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$580K 0.41%
45,535
– –
CVS icon
48
CVS Health
CVS
$133B
$547K 0.38%
5,215
+166
+3% +$17K
WAFD icon
49
WaFd
WAFD
$2.72B
$544K 0.38%
23,304
– –
PG icon
50
Procter & Gamble
PG
$336B
$540K 0.38%
6,902
-95
-1% -$7.64K
1
2
3 4 5

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Tradewinds Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Tradewinds Capital Management held 729 positions worth $143M, up 5.6% from $135M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tradewinds Capital Management deployed $8.33M of net new capital in Q2 2015, opening 88 new positions and adding to 134 existing holdings. Its largest new stake was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $1.12M trimmed.

  • Tradewinds Capital Management's largest Q2 2015 buy was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.
  • Tradewinds Capital Management added most to Schwab Emerging Markets Equity ETF in Q2 2015, an estimated $6.93M increase.
  • Tradewinds Capital Management's biggest Q2 2015 reduction was Microsoft, cutting an estimated $1.12M.
  • Tradewinds Capital Management fully exited Lumos Pharma, Inc. Common Stock in Q2 2015, selling an estimated $83K.
  • Tradewinds Capital Management's ten largest holdings make up 44% of its $143M portfolio in Q2 2015.
  • Tradewinds Capital Management opened 88 new positions and closed 31 in Q2 2015.
  • Tradewinds Capital Management's portfolio value rose 5.6% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q2 2015, filed 30 Jul 2015.