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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
26
Invesco Municipal Trust
VKQ
$544M
$1.05M 0.78%
81,987
+1,600
+2% +$20.6K
CSCO icon
27
Cisco
CSCO
$479B
$1.03M 0.77%
37,520
-1,202
-3% -$33.8K
EIV
28
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.02M 0.76%
79,509
– –
NQM
29
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1M 0.74%
64,219
– –
SCHV
30
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$939K 0.7%
65,085
-87,450
-57% -$1.27M
HD icon
31
Home Depot
HD
$352B
$937K 0.69%
8,250
-493
-6% -$54.4K
BYM
32
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$876K 0.65%
60,936
-1,900
-3% -$27.6K
NAC icon
33
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$850K 0.63%
55,600
– –
JWN
34
DELISTED
Nordstrom
JWN
$844K 0.63%
10,502
+3
+0% +$237
DMB
35
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$813K 0.6%
63,621
-8,000
-11% -$102K
PCAR icon
36
PACCAR
PCAR
$70.2B
$803K 0.59%
19,068
+5
+0% +$212
JNJ icon
37
Johnson & Johnson
JNJ
$621B
$778K 0.58%
7,735
-71
-0.9% -$7.22K
NPI
38
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$763K 0.57%
54,452
– –
MQT
39
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$762K 0.56%
56,809
-1,170
-2% -$15.8K
INTC icon
40
Intel
INTC
$510B
$749K 0.55%
23,954
-842
-3% -$28.4K
MUE
41
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$747K 0.55%
54,317
– –
ADBE icon
42
Adobe
ADBE
$103B
$710K 0.53%
9,600
– –
DIS icon
43
Walt Disney
DIS
$177B
$664K 0.49%
6,329
+5
+0.1% +$504
AFB
44
AllianceBernstein National Municipal Income Fund
AFB
$315M
$657K 0.49%
47,956
– –
NEA icon
45
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$631K 0.47%
45,535
– –
NKX icon
46
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$628K 0.47%
42,027
– –
PG icon
47
Procter & Gamble
PG
$342B
$573K 0.42%
6,997
-90
-1% -$7.74K
NIO
48
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$552K 0.41%
37,584
+26
+0.1% +$379
PMM
49
Franklin Managed Municipal Income Trust
PMM
$268M
$548K 0.41%
74,120
– –
NPP
50
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$540K 0.4%
36,283
+1,400
+4% +$20.8K
1
2
3 4 5

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.