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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
26
Invesco Municipal Trust
VKQ
$537M
$1.02M 0.74%
80,387
+3,200
+4% +$40.4K
EIV
27
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.01M 0.73%
79,509
– –
NQM
28
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$978K 0.71%
64,219
-5,122
-7% -$76.4K
HD icon
29
Home Depot
HD
$338B
$918K 0.66%
8,743
-338
-4% -$32.8K
BYM
30
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$904K 0.65%
62,836
-1,823
-3% -$25.6K
INTC icon
31
Intel
INTC
$457B
$900K 0.65%
24,796
-1,108
-4% -$38.5K
DMB
32
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$872K 0.63%
71,621
-5,000
-7% -$60.5K
PCAR icon
33
PACCAR
PCAR
$69.7B
$864K 0.62%
19,064
+416
+2% +$18K
NAC icon
34
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$837K 0.6%
55,600
– –
JWN
35
DELISTED
Nordstrom
JWN
$833K 0.6%
10,499
-196
-2% -$14.4K
JNJ icon
36
Johnson & Johnson
JNJ
$612B
$816K 0.59%
7,806
+27
+0.3% +$2.85K
MDYG icon
37
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.84B
$780K 0.56%
19,746
-33,078
-63% -$1.27M
MQT
38
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$765K 0.55%
57,979
+5,684
+11% +$74.4K
NPI
39
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$755K 0.55%
54,452
-4,500
-8% -$61.7K
MUE
40
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$732K 0.53%
54,317
+11,127
+26% +$148K
ADBE icon
41
Adobe
ADBE
$101B
$698K 0.5%
9,600
– –
AFB
42
AllianceBernstein National Municipal Income Fund
AFB
$312M
$660K 0.48%
47,956
– –
PG icon
43
Procter & Gamble
PG
$337B
$646K 0.47%
7,087
-578
-8% -$50.9K
NEA icon
44
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$629K 0.45%
45,535
– –
NKX icon
45
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$648M
$619K 0.45%
42,027
– –
DIS icon
46
Walt Disney
DIS
$170B
$596K 0.43%
6,324
-1,187
-16% -$107K
IBM icon
47
IBM
IBM
$215B
$553K 0.4%
3,606
+304
+9% +$48.4K
NIO
48
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$551K 0.4%
37,558
+403
+1% +$5.82K
PMM
49
Franklin Managed Municipal Income Trust
PMM
$266M
$537K 0.39%
74,120
– –
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.1T
$529K 0.38%
3,524
-130
-4% -$18.8K
1
2
3 4 5

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,795 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,795 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.