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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
26
Cisco
CSCO
$457B
$981K 0.74%
38,972
-78
-0.2% -$1.96K
VKQ icon
27
Invesco Municipal Trust
VKQ
$537M
$969K 0.73%
77,187
+13,751
+22% +$170K
DMB
28
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$193M
$902K 0.68%
76,621
+9,008
+13% +$105K
INTC icon
29
Intel
INTC
$459B
$902K 0.68%
25,904
+514
+2% +$17.4K
BYM
30
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$895K 0.68%
64,659
-2,578
-4% -$35.6K
HD icon
31
Home Depot
HD
$339B
$833K 0.63%
9,081
-49
-0.5% -$4.2K
JNJ icon
32
Johnson & Johnson
JNJ
$613B
$829K 0.63%
7,779
+117
+2% +$12.1K
NAC icon
33
Nuveen California Quality Municipal Income Fund
NAC
$1.82B
$792K 0.6%
55,600
– –
NPI
34
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$790K 0.6%
58,952
+7,500
+15% +$101K
JWN
35
DELISTED
Nordstrom
JWN
$731K 0.55%
10,695
+3
+0% +$207
PCAR icon
36
PACCAR
PCAR
$69.5B
$707K 0.54%
18,648
-707
-4% -$29.5K
SLYG icon
37
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
$678K 0.51%
15,952
+120
+0.8% +$5.27K
DIS icon
38
Walt Disney
DIS
$170B
$669K 0.51%
7,511
– –
MQT
39
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$669K 0.51%
52,295
-1,130
-2% -$14.4K
ADBE icon
40
Adobe
ADBE
$99.9B
$664K 0.5%
9,600
– –
AFB
41
AllianceBernstein National Municipal Income Fund
AFB
$313M
$650K 0.49%
47,956
– –
IIM icon
42
Invesco Value Municipal Income Trust
IIM
$589M
$643K 0.49%
42,364
-487
-1% -$7.23K
PG icon
43
Procter & Gamble
PG
$338B
$642K 0.49%
7,665
-541
-7% -$44.3K
NEA icon
44
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$616K 0.47%
45,535
– –
IBM icon
45
IBM
IBM
$213B
$599K 0.45%
3,302
-31
-0.9% -$5.65K
NPP
46
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$588K 0.45%
40,583
– –
NKX icon
47
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
$585K 0.44%
42,027
– –
GOOG icon
48
Alphabet (Google) Class C
GOOG
$4.56T
$577K 0.44%
19,834
-301
-1% -$8.7K
MUE
49
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$574K 0.44%
43,190
– –
MZF
50
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$544K 0.41%
40,646
– –
1
2
3 4 5

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.