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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYM
26
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$949K 0.72%
67,237
+2,435
+4% +$34.1K
AMGN icon
27
Amgen
AMGN
$209B
$857K 0.65%
7,239
+80
+1% +$9.26K
PCAR icon
28
PACCAR
PCAR
$70.4B
$811K 0.62%
19,355
+455
+2% +$19.4K
JNJ icon
29
Johnson & Johnson
JNJ
$617B
$802K 0.61%
7,662
+302
+4% +$30.5K
DMB
30
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$801K 0.61%
67,613
+1,980
+3% +$23.2K
VKQ icon
31
Invesco Municipal Trust
VKQ
$541M
$794K 0.6%
63,436
– –
INTC icon
32
Intel
INTC
$460B
$785K 0.6%
25,390
-654
-3% -$17.9K
NAC icon
33
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$777K 0.59%
55,600
+36,000
+184% +$507K
HD icon
34
Home Depot
HD
$332B
$739K 0.56%
9,130
+57
+0.6% +$4.5K
JWN
35
DELISTED
Nordstrom
JWN
$726K 0.55%
10,692
+4
+0% +$259
SLYG icon
36
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$717K 0.55%
15,832
-67,952
-81% -$2.96M
NPI
37
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$699K 0.53%
51,452
+3,800
+8% +$51.1K
ADBE icon
38
Adobe
ADBE
$98.5B
$695K 0.53%
9,600
– –
MQT
39
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$683K 0.52%
53,425
+2,650
+5% +$34.1K
AFB
40
AllianceBernstein National Municipal Income Fund
AFB
$314M
$668K 0.51%
47,956
– –
PG icon
41
Procter & Gamble
PG
$335B
$645K 0.49%
8,206
-162
-2% -$13.1K
DIS icon
42
Walt Disney
DIS
$167B
$644K 0.49%
7,511
+125
+2% +$10.2K
IIM icon
43
Invesco Value Municipal Income Trust
IIM
$590M
$642K 0.49%
42,851
+16
+0% +$240
NEA icon
44
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$614K 0.47%
45,535
– –
NPP
45
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$595K 0.45%
40,583
-1,500
-4% -$22K
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.08T
$582K 0.44%
20,135
+180
+0.9% +$4.88K
IBM icon
47
IBM
IBM
$209B
$578K 0.44%
3,333
-378
-10% -$68K
NKX icon
48
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$574K 0.44%
42,027
+20,152
+92% +$274K
MUE
49
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$572K 0.44%
43,190
+7,790
+22% +$102K
MZF
50
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$561K 0.43%
40,646
-3,100
-7% -$41.5K
1
2
3 4 5

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PDL
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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.