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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$122M
AUM Growth
-$409K
(-0.33%)
Cap. Flow
-$4.23M
Cap. Flow
% of AUM
-3.47%
Top 10 Holdings %
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US REIT ETF
SCHH
|
+$3.57M |
| 2 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$1.18M |
| 3 |
PCH
PotlatchDeltic
PCH
|
+$384K |
| 4 |
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
|
+$200K |
| 5 |
Vanguard Total International Bond ETF
BNDX
|
+$150K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$7.96M |
| 2 |
Microsoft
MSFT
|
+$1.12M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$433K |
| 4 |
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
|
+$406K |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$393K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 29.07% |
| 2 | Industrials | 7.47% |
| 3 | Healthcare | 5.45% |
| 4 | Consumer Discretionary | 4.11% |
| 5 | Consumer Staples | 2.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Amgen
AMGN
$210B
| $883K | 0.72% |
7,159
-179
| -2% | -$21.7K |
|
|
BYM
27
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $878K | 0.72% |
64,802
+3,672
| +6% | +$49.3K |
|
28
PACCAR
PCAR
$71.5B
| $850K | 0.7% |
18,900
+153
| +0.8% | +$6.3K |
|
29
Invesco Municipal Trust
VKQ
$541M
| $768K | 0.63% |
63,436
+155
| +0.2% | +$1.87K |
|
30
F5
FFIV
$23.6B
| $763K | 0.62% |
7,159
| – | – |
|
|
DMB
31
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
| $738K | 0.6% |
65,633
+12,728
| +24% | +$140K |
|
32
Johnson & Johnson
JNJ
$613B
| $723K | 0.59% |
7,360
-408
| -5% | -$37.8K |
|
33
Home Depot
HD
$348B
| $718K | 0.59% |
9,073
-232
| -2% | -$18.5K |
|
34
IBM
IBM
$221B
| $683K | 0.56% |
3,711
+499
| +16% | +$87.9K |
|
35
Procter & Gamble
PG
$345B
| $674K | 0.55% |
8,368
+30
| +0.4% | +$2.36K |
|
36
Intel
INTC
$508B
| $672K | 0.55% |
26,044
-3,594
| -12% | -$89.7K |
|
|
JWN
37
DELISTED
Nordstrom
JWN
| $667K | 0.55% |
10,688
+4
| +0% | +$241 |
|
|
AFB
38
AllianceBernstein National Municipal Income Fund
AFB
$315M
| $636K | 0.52% |
47,956
+12
| +0% | +$156 |
|
|
MQT
39
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $635K | 0.52% |
50,775
+3,775
| +8% | +$46.5K |
|
40
Adobe
ADBE
$103B
| $631K | 0.52% |
9,600
| – | – |
|
|
NPI
41
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
| $625K | 0.51% |
47,652
+4,220
| +10% | +$55K |
|
42
Invesco Value Municipal Income Trust
IIM
$593M
| $617K | 0.51% |
42,835
+16
| +0% | +$226 |
|
|
NPP
43
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
| $609K | 0.5% |
42,083
-1,189
| -3% | -$16.8K |
|
44
Walt Disney
DIS
$170B
| $591K | 0.48% |
7,386
+84
| +1% | +$6.51K |
|
45
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
| $589K | 0.48% |
45,535
| – | – |
|
|
MZF
46
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
| $564K | 0.46% |
43,746
| – | – |
|
47
Alphabet (Google) Class C
GOOG
$4.62T
| $554K | 0.45% |
19,955
-80
| -0.4% | -$2.33K |
|
|
PMM
48
Franklin Managed Municipal Income Trust
PMM
$267M
| $516K | 0.42% |
74,120
+44
| +0.1% | +$307 |
|
49
Schwab International Equity ETF
SCHF
$68.2B
| $502K | 0.41% |
31,902
+260
| +0.8% | +$4.02K |
|
50
Chevron
CVX
$379B
| $498K | 0.41% |
4,187
| – | – |
|
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Tradewinds Capital Management's Q1 2014 Portfolio in Review
As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.
By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.
Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.
- Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
- Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
- Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
- Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
- Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
- Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
- Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.
Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.