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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLSA icon
451
Tiziana Life Sciences
TLSA
$126M
$140 ﹤0.01%
250
– –
CMPS
452
Compass Pathways
CMPS
$1.78B
$123 ﹤0.01%
14
– –
MRVL icon
453
Marvell Technology
MRVL
$190B
$121 ﹤0.01%
2
– –
SOFI icon
454
SoFi Technologies
SOFI
$23.5B
$120 ﹤0.01%
12
-38
-76% -$302
SDIG
455
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$110 ﹤0.01%
15
– –
MS icon
456
Morgan Stanley
MS
$339B
$94 ﹤0.01%
1
-55
-98% -$4.4K
SVV icon
457
Savers
SVV
$1.9B
$87 ﹤0.01%
5
+3
+150% +$45
CGC
458
Canopy Growth
CGC
$405M
$82 ﹤0.01%
16
-2
-11% -$12
BEP icon
459
Brookfield Renewable
BEP
$9.83B
$79 ﹤0.01%
3
– –
MJ icon
460
Amplify Alternative Harvest ETF
MJ
$104M
$75 ﹤0.01%
2
– –
BTU icon
461
Peabody Energy
BTU
$3.01B
$73 ﹤0.01%
+3
New +$72
JMIA
462
Jumia Technologies
JMIA
$738M
$71 ﹤0.01%
20
– –
ADAM
463
Adamas Trust
ADAM
$874M
$69 ﹤0.01%
8
– –
AMC icon
464
AMC Entertainment Holdings
AMC
$2.17B
$62 ﹤0.01%
10
– –
ARI
465
Apollo Commercial Real Estate
ARI
$877M
$59 ﹤0.01%
+5
New +$54
RGNX icon
466
Regenxbio
RGNX
$692M
$54 ﹤0.01%
3
– –
VMEO
467
DELISTED
Vimeo
VMEO
$48 ﹤0.01%
12
– –
VHC icon
468
VirnetX Holding Corp
VHC
$58.5M
$35 ﹤0.01%
5
– –
DNA icon
469
Ginkgo Bioworks
DNA
$504M
$34 ﹤0.01%
1
– –
LUMN icon
470
Lumen
LUMN
$6.83B
$33 ﹤0.01%
18
– –
FIRY
471
Firy Inc
FIRY
$163M
$32 ﹤0.01%
5
-1
-17% -$6
SENS icon
472
Senseonics Holdings Inc
SENS
$390M
$31 ﹤0.01%
3
– –
KD icon
473
Kyndryl
KD
$2.98B
$21 ﹤0.01%
1
– –
ZOM
474
DELISTED
Zomedica Corp.
ZOM
$21 ﹤0.01%
100
– –
SNAP icon
475
Snap
SNAP
$9.06B
$17 ﹤0.01%
1
– –
17 18
19
20 21

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.