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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDRX icon
451
GoodRx Holdings
GDRX
$1.25B
$282 ﹤0.01%
50
– –
LOGI icon
452
Logitech
LOGI
$15B
$276 ﹤0.01%
4
– –
PTY icon
453
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$275 ﹤0.01%
+21
New +$296
AOK icon
454
iShares Core Conservative Allocation ETF
AOK
$791M
$272 ﹤0.01%
+8
New +$279
FRT icon
455
Federal Realty Investment Trust
FRT
$10.2B
$272 ﹤0.01%
3
– –
KEY icon
456
KeyCorp
KEY
$24.3B
$269 ﹤0.01%
25
– –
PSNY icon
457
Polestar Automotive Holding UK
PSNY
$2.01B
$264 ﹤0.01%
+3
New +$332
DNN icon
458
Denison Mines
DNN
$2.95B
$248 ﹤0.01%
150
– –
SMAR
459
DELISTED
Smartsheet Inc.
SMAR
$243 ﹤0.01%
6
– –
SM icon
460
SM Energy
SM
$7.55B
$238 ﹤0.01%
6
– –
VGIT icon
461
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$229 ﹤0.01%
+4
New +$232
BLCN
462
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$228 ﹤0.01%
12
– –
MTN icon
463
Vail Resorts
MTN
$5.21B
$222 ﹤0.01%
1
– –
ICE icon
464
Intercontinental Exchange
ICE
$84.5B
$221 ﹤0.01%
2
– –
TROX icon
465
Tronox
TROX
$993M
$202 ﹤0.01%
15
– –
BYND icon
466
Beyond Meat
BYND
$268M
$193 ﹤0.01%
20
– –
CHRN
467
ChronoScale Holdings
CHRN
$2.82B
$191 ﹤0.01%
17
– –
HCCI
468
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$182 ﹤0.01%
4
– –
ICLN icon
469
iShares Global Clean Energy ETF
ICLN
$2.08B
$176 ﹤0.01%
+12
New +$201
RKLB icon
470
Rocket Lab Corp
RKLB
$50B
$176 ﹤0.01%
40
– –
VTOL icon
471
Bristow Group
VTOL
$1.38B
$170 ﹤0.01%
6
– –
DFTX
472
Definium Therapeutics
DFTX
$5.99B
$166 ﹤0.01%
53
– –
TLSA icon
473
Tiziana Life Sciences
TLSA
$129M
$165 ﹤0.01%
250
– –
WEN icon
474
Wendy's
WEN
$1.39B
$164 ﹤0.01%
8
– –
TEVA icon
475
Teva Pharmaceuticals
TEVA
$42.1B
$153 ﹤0.01%
15
– –
17 18
19
20 21

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.