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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEN icon
451
Wendy's
WEN
$1.39B
$175 ﹤0.01%
8
-80
-91% -$1.76K
PAGS icon
452
PagSeguro Digital
PAGS
$2.54B
$172 ﹤0.01%
+20
New +$179
DFTX
453
Definium Therapeutics
DFTX
$5.99B
$169 ﹤0.01%
53
-101
-66% -$336
SM icon
454
SM Energy
SM
$7.55B
$169 ﹤0.01%
6
– –
RWO icon
455
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$165 ﹤0.01%
4
-168
-98% -$7.14K
DNN icon
456
Denison Mines
DNN
$2.95B
$164 ﹤0.01%
150
– –
RKLB icon
457
Rocket Lab Corp
RKLB
$50B
$162 ﹤0.01%
40
– –
SIG icon
458
Signet Jewelers
SIG
$3.67B
$156 ﹤0.01%
+2
New +$148
UL icon
459
Unilever
UL
$135B
$156 ﹤0.01%
3
– –
DBD
460
DELISTED
Diebold Nixdorf Incorporated
DBD
$156 ﹤0.01%
129
– –
TROX icon
461
Tronox
TROX
$993M
$144 ﹤0.01%
10
– –
VTOL icon
462
Bristow Group
VTOL
$1.38B
$135 ﹤0.01%
6
– –
NVTA
463
DELISTED
Invitae Corporation
NVTA
$135 ﹤0.01%
100
– –
VHC icon
464
VirnetX Holding Corp
VHC
$60.1M
$131 ﹤0.01%
5
– –
BEP icon
465
Brookfield Renewable
BEP
$9.8B
$95 ﹤0.01%
3
– –
SDIG
466
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$93 ﹤0.01%
15
– –
OPEN icon
467
Opendoor
OPEN
$3.38B
$88 ﹤0.01%
52
– –
MJ icon
468
Amplify Alternative Harvest ETF
MJ
$105M
$81 ﹤0.01%
2
– –
ADAM
469
Adamas Trust
ADAM
$880M
$80 ﹤0.01%
8
-71
-90% -$769
ZIMV
470
DELISTED
ZimVie
ZIMV
$73 ﹤0.01%
10
– –
FIRY
471
Firy Inc
FIRY
$164M
$72 ﹤0.01%
6
– –
JMIA
472
Jumia Technologies
JMIA
$743M
$66 ﹤0.01%
20
-15
-43% -$54
GTM
473
ZoomInfo Technologies
GTM
$1.23B
$50 ﹤0.01%
+2
New +$51
LCID icon
474
Lucid Motors
LCID
$2.6B
$49 ﹤0.01%
+1
New +$89
LUMN icon
475
Lumen
LUMN
$6.85B
$48 ﹤0.01%
18
– –
17 18
19
20 21

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.