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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
451
First Trust Cloud Computing ETF
SKYY
$3.22B
$461 ﹤0.01%
8
– –
OLO
452
DELISTED
Olo Inc
OLO
$388 ﹤0.01%
62
– –
MP icon
453
MP Materials
MP
$9.73B
$364 ﹤0.01%
15
– –
PYR
454
DELISTED
PyroGenesis Canada Inc. Common Shares
PYR
$362 ﹤0.01%
480
+250
+109% +$209
PPLI
455
People Inc
PPLI
$3.03B
$355 ﹤0.01%
10
– –
RXO icon
456
RXO
RXO
$3.52B
$344 ﹤0.01%
+20
New +$355
DFTX
457
Definium Therapeutics
DFTX
$5.99B
$339 ﹤0.01%
154
– –
MARA icon
458
Marathon Digital Holdings
MARA
$3.69B
$325 ﹤0.01%
95
– –
LULU icon
459
lululemon athletica
LULU
$14.5B
$320 ﹤0.01%
1
– –
NRG icon
460
NRG Energy
NRG
$25B
$318 ﹤0.01%
10
– –
ARKK icon
461
ARK Innovation ETF
ARKK
$6.37B
$312 ﹤0.01%
10
– –
CHRN
462
ChronoScale Holdings
CHRN
$2.82B
$309 ﹤0.01%
17
– –
FRT icon
463
Federal Realty Investment Trust
FRT
$10.2B
$303 ﹤0.01%
3
– –
BTBT icon
464
Bit Digital
BTBT
$454M
$300 ﹤0.01%
500
– –
CRDL
465
Cardiol Therapeutics
CRDL
$169M
$255 ﹤0.01%
500
– –
KEEL
466
Keel Infrastructure Corp
KEEL
$2.05B
$253 ﹤0.01%
575
– –
ZSTK
467
ZeroStack Corp
ZSTK
$17.3M
$250 ﹤0.01%
1
– –
LOGI icon
468
Logitech
LOGI
$15B
$249 ﹤0.01%
4
– –
BYND icon
469
Beyond Meat
BYND
$268M
$246 ﹤0.01%
20
-4
-17% -$56
BLCN
470
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$244 ﹤0.01%
12
– –
BLOK icon
471
Amplify Blockchain Technology ETF
BLOK
$1.05B
$242 ﹤0.01%
16
– –
SMAR
472
DELISTED
Smartsheet Inc.
SMAR
$236 ﹤0.01%
6
– –
DGXX
473
Digi Power X Inc
DGXX
$370M
$234 ﹤0.01%
650
– –
GDRX icon
474
GoodRx Holdings
GDRX
$1.25B
$233 ﹤0.01%
50
– –
SOFI icon
475
SoFi Technologies
SOFI
$23.4B
$230 ﹤0.01%
50
– –
17 18
19
20 21

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.