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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPOT icon
451
Spotify
SPOT
$100B
$13K ﹤0.01%
55
– –
TEL icon
452
TE Connectivity
TEL
$62.6B
$13K ﹤0.01%
78
– –
TWLO icon
453
Twilio
TWLO
$36.6B
$13K ﹤0.01%
50
– –
WBIY icon
454
WBI Power Factor High Dividend ETF
WBIY
$62.7M
$13K ﹤0.01%
462
– –
Z icon
455
Zillow
Z
$7.56B
$13K ﹤0.01%
+200
New +$14.4K
BIIB icon
456
Biogen
BIIB
$30.7B
$12K ﹤0.01%
50
– –
CSL icon
457
Carlisle Companies
CSL
$15.4B
$12K ﹤0.01%
50
– –
LHX icon
458
L3Harris
LHX
$53.4B
$12K ﹤0.01%
56
– –
MAR icon
459
Marriott International
MAR
$92.3B
$12K ﹤0.01%
70
– –
OXY icon
460
Occidental Petroleum
OXY
$55.9B
$12K ﹤0.01%
400
– –
SKT icon
461
Tanger
SKT
$4.52B
$12K ﹤0.01%
640
– –
SLYG icon
462
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$12K ﹤0.01%
124
-75,425
-100% -$6.88M
SNDL icon
463
Sundial Growers
SNDL
$320M
$12K ﹤0.01%
2,102
-2,010
-49% -$13.2K
WMB icon
464
Williams Companies
WMB
$86.1B
$12K ﹤0.01%
475
– –
ARCC icon
465
Ares Capital
ARCC
$14.4B
$11K ﹤0.01%
+500
New +$10.4K
AXSM icon
466
Axsome Therapeutics
AXSM
$10.9B
$11K ﹤0.01%
+300
New +$11K
BAH icon
467
Booz Allen Hamilton
BAH
$9.15B
$11K ﹤0.01%
130
– –
BNY
468
Bank of New York Mellon
BNY
$107B
$11K ﹤0.01%
188
– –
DOW icon
469
Dow Inc
DOW
$21.2B
$11K ﹤0.01%
192
-60
-24% -$3.42K
ETSY icon
470
Etsy
ETSY
$7.85B
$11K ﹤0.01%
50
– –
EVRG icon
471
Evergy
EVRG
$19.2B
$11K ﹤0.01%
157
-60
-28% -$3.9K
GPC icon
472
Genuine Parts
GPC
$18.7B
$11K ﹤0.01%
80
-259
-76% -$34.3K
IQI icon
473
Invesco Quality Municipal Securities
IQI
$534M
$11K ﹤0.01%
812
– –
MARA icon
474
Marathon Digital Holdings
MARA
$3.9B
$11K ﹤0.01%
330
– –
MRVL icon
475
Marvell Technology
MRVL
$196B
$11K ﹤0.01%
121
-630
-84% -$47.1K
17 18
19
20 21

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.