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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
451
CME Group
CME
$95.8B
$11K ﹤0.01%
57
– –
HSY icon
452
Hershey
HSY
$36.5B
$11K ﹤0.01%
67
– –
IP icon
453
International Paper
IP
$21.9B
$11K ﹤0.01%
211
– –
IQI icon
454
Invesco Quality Municipal Securities
IQI
$532M
$11K ﹤0.01%
812
– –
LAZR
455
DELISTED
Luminar Technologies
LAZR
$11K ﹤0.01%
47
+27
+135% +$7.15K
TEL icon
456
TE Connectivity
TEL
$62.7B
$11K ﹤0.01%
78
– –
TWST icon
457
Twist Bioscience
TWST
$7.73B
$11K ﹤0.01%
100
– –
CDK
458
DELISTED
CDK Global, Inc.
CDK
$11K ﹤0.01%
266
– –
BAH icon
459
Booz Allen Hamilton
BAH
$9.25B
$10K ﹤0.01%
130
– –
BNY
460
Bank of New York Mellon
BNY
$108B
$10K ﹤0.01%
188
– –
CORP icon
461
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$10K ﹤0.01%
85
-8
-9% -$921
CSL icon
462
Carlisle Companies
CSL
$15.3B
$10K ﹤0.01%
50
– –
EFSC icon
463
Enterprise Financial Services Corp
EFSC
$2.37B
$10K ﹤0.01%
220
– –
ETSY icon
464
Etsy
ETSY
$7.51B
$10K ﹤0.01%
50
– –
AGNT
465
AGNT Inc
AGNT
$705M
$10K ﹤0.01%
240
– –
GLOB icon
466
Globant
GLOB
$1.65B
$10K ﹤0.01%
35
+5
+17% +$1.37K
IEMG icon
467
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$10K ﹤0.01%
159
-69
-30% -$4.39K
MAR icon
468
Marriott International
MAR
$90.3B
$10K ﹤0.01%
70
– –
MARA icon
469
Marathon Digital Holdings
MARA
$3.72B
$10K ﹤0.01%
330
– –
NPO icon
470
Enpro
NPO
$6.97B
$10K ﹤0.01%
118
– –
RCL icon
471
Royal Caribbean
RCL
$82.7B
$10K ﹤0.01%
113
– –
SKT icon
472
Tanger
SKT
$4.42B
$10K ﹤0.01%
640
– –
SNY icon
473
Sanofi
SNY
$104B
$10K ﹤0.01%
198
– –
RTL
474
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$10K ﹤0.01%
1,200
– –
KL
475
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$10K ﹤0.01%
235
– –
17 18
19
20 21

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.