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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAND
451
Bandwidth Inc
BAND
$1.7B
$8K ﹤0.01%
+50
New +$8.24K
BHP icon
452
BHP
BHP
$230B
$8K ﹤0.01%
137
-43
-24% -$2.15K
BNY
453
Bank of New York Mellon
BNY
$108B
$8K ﹤0.01%
188
– –
BTG icon
454
B2Gold
BTG
$6.68B
$8K ﹤0.01%
1,426
– –
CSL icon
455
Carlisle Companies
CSL
$15.3B
$8K ﹤0.01%
50
– –
EFSC icon
456
Enterprise Financial Services Corp
EFSC
$2.38B
$8K ﹤0.01%
220
– –
AGNT
457
AGNT Inc
AGNT
$715M
$8K ﹤0.01%
240
– –
GPC icon
458
Genuine Parts
GPC
$18.5B
$8K ﹤0.01%
80
– –
IIM icon
459
Invesco Value Municipal Income Trust
IIM
$595M
$8K ﹤0.01%
503
+6
+1% +$91
IYM icon
460
iShares US Basic Materials ETF
IYM
$1.03B
$8K ﹤0.01%
67
– –
MCHP icon
461
Microchip Technology
MCHP
$44.2B
$8K ﹤0.01%
120
– –
NEM icon
462
Newmont
NEM
$124B
$8K ﹤0.01%
131
+82
+167% +$5.05K
IMVP
463
Invesco India ETF
IMVP
$108M
$8K ﹤0.01%
332
– –
PJP icon
464
Invesco Pharmaceuticals ETF
PJP
$501M
$8K ﹤0.01%
107
– –
RCL icon
465
Royal Caribbean
RCL
$82.4B
$8K ﹤0.01%
113
– –
SAND
466
DELISTED
Sandstorm Gold
SAND
$8K ﹤0.01%
1,185
– –
SCHZ icon
467
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$8K ﹤0.01%
298
-458
-61% -$12.8K
UUUU icon
468
Energy Fuels
UUUU
$3.57B
$8K ﹤0.01%
1,850
+300
+19% +$676
XIFR
469
XPLR Infrastructure LP
XIFR
$1.07B
$8K ﹤0.01%
125
-175
-58% -$11.3K
SINA
470
DELISTED
Sina Corp
SINA
$8K ﹤0.01%
180
– –
BGS icon
471
B&G Foods
BGS
$276M
$7K ﹤0.01%
250
– –
BWX icon
472
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$7K ﹤0.01%
227
– –
DIA icon
473
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$7K ﹤0.01%
24
-87
-78% -$25.3K
EQX icon
474
Equinox Gold
EQX
$13.5B
$7K ﹤0.01%
672
– –
GLOB icon
475
Globant
GLOB
$1.66B
$7K ﹤0.01%
30
– –
17 18
19
20 21

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MCM
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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.