We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEM icon
451
Agnico Eagle Mines
AEM
$91.4B
$6K ﹤0.01%
81
– –
AMBA icon
452
Ambarella
AMBA
$3.6B
$6K ﹤0.01%
110
+100
+1,000% +$4.84K
APPN icon
453
Appian
APPN
$2.55B
$6K ﹤0.01%
100
-200
-67% -$10.8K
AVAV icon
454
AeroVironment
AVAV
$9.57B
$6K ﹤0.01%
100
– –
BNY
455
Bank of New York Mellon
BNY
$108B
$6K ﹤0.01%
188
– –
CSL icon
456
Carlisle Companies
CSL
$15.3B
$6K ﹤0.01%
50
– –
DXCM icon
457
DexCom
DXCM
$33.1B
$6K ﹤0.01%
+60
New +$6.27K
EFSC icon
458
Enterprise Financial Services Corp
EFSC
$2.38B
$6K ﹤0.01%
220
– –
ETSY icon
459
Etsy
ETSY
$7.38B
$6K ﹤0.01%
+50
New +$5.85K
FIS icon
460
Fidelity National Information Services
FIS
$21.9B
$6K ﹤0.01%
42
– –
GUSH icon
461
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$240M
$6K ﹤0.01%
1,092
+200
+22% +$1.56K
HMY icon
462
Harmony Gold Mining
HMY
$12.4B
$6K ﹤0.01%
1,071
– –
MCHP icon
463
Microchip Technology
MCHP
$44.2B
$6K ﹤0.01%
120
– –
NFLX icon
464
Netflix
NFLX
$318B
$6K ﹤0.01%
120
– –
IMVP
465
Invesco India ETF
IMVP
$108M
$6K ﹤0.01%
332
– –
SPDW icon
466
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$6K ﹤0.01%
212
– –
SPXS icon
467
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$6K ﹤0.01%
11
– –
SPXU icon
468
ProShares UltraPro Short S&P 500
SPXU
$384M
$6K ﹤0.01%
7
-2
-22% -$1.88K
VOT icon
469
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$6K ﹤0.01%
33
– –
WIX icon
470
WIX.com
WIX
$2.61B
$6K ﹤0.01%
+25
New +$6.89K
SILV
471
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$6K ﹤0.01%
670
– –
AYX
472
DELISTED
Alteryx Inc
AYX
$6K ﹤0.01%
+50
New +$6.81K
AMTD
473
DELISTED
TD Ameritrade Holding Corp
AMTD
$6K ﹤0.01%
154
+2
+1% +$75
ANET icon
474
Arista Networks
ANET
$242B
$5K ﹤0.01%
+400
New +$5.49K
ASIX icon
475
AdvanSix
ASIX
$438M
$5K ﹤0.01%
419
– –
17 18
19
20 21

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.