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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXC icon
451
DXC Technology
DXC
$1.73B
$5K ﹤0.01%
171
– –
EEM icon
452
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$5K ﹤0.01%
127
– –
EPD icon
453
Enterprise Products Partners
EPD
$81.7B
$5K ﹤0.01%
185
– –
GM icon
454
General Motors
GM
$76.8B
$5K ﹤0.01%
136
– –
KMB icon
455
Kimberly-Clark
KMB
$36.5B
$5K ﹤0.01%
35
– –
KNDI
456
Kandi Technologies Group
KNDI
$65.5M
$5K ﹤0.01%
1,000
– –
MS icon
457
Morgan Stanley
MS
$340B
$5K ﹤0.01%
110
– –
SA
458
Seabridge Gold
SA
$3.35B
$5K ﹤0.01%
400
– –
TEL icon
459
TE Connectivity
TEL
$62.6B
$5K ﹤0.01%
50
– –
VOT icon
460
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$5K ﹤0.01%
33
– –
WRB icon
461
W.R. Berkley
WRB
$26.6B
$5K ﹤0.01%
164
– –
BGG
462
DELISTED
Briggs & Stratton Corp.
BGG
$5K ﹤0.01%
800
– –
BIDU icon
463
Baidu
BIDU
$37.2B
$4K ﹤0.01%
40
– –
CHCT
464
Community Healthcare Trust
CHCT
$454M
$4K ﹤0.01%
100
– –
CIG icon
465
CEMIG Preferred Shares
CIG
$6.01B
$4K ﹤0.01%
2,148
– –
EMLC icon
466
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$4K ﹤0.01%
120
+2
+2% +$68
EVR icon
467
Evercore
EVR
$11.8B
$4K ﹤0.01%
55
– –
HMC icon
468
Honda
HMC
$41.3B
$4K ﹤0.01%
158
– –
JCI icon
469
Johnson Controls International
JCI
$92.2B
$4K ﹤0.01%
83
– –
MDLZ icon
470
Mondelez International
MDLZ
$79.9B
$4K ﹤0.01%
69
– –
MDY icon
471
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$4K ﹤0.01%
10
– –
NUGT icon
472
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$4K ﹤0.01%
26
-10
-28% -$1.71K
NVR icon
473
NVR
NVR
$17B
$4K ﹤0.01%
1
– –
RIG icon
474
Transocean
RIG
$5.82B
$4K ﹤0.01%
965
– –
RMBS icon
475
Rambus
RMBS
$11B
$4K ﹤0.01%
296
– –
17 18
19
20 21

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.