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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBSI icon
451
Barrett Business Services
BBSI
$804M
$7K ﹤0.01%
436
+4
+0.9% +$81
CNQ icon
452
Canadian Natural Resources
CNQ
$93.8B
$7K ﹤0.01%
408
– –
DFS
453
DELISTED
Discover Financial Services
DFS
$7K ﹤0.01%
88
– –
EFV icon
454
iShares MSCI EAFE Value ETF
EFV
$29.4B
$7K ﹤0.01%
129
– –
IYM icon
455
iShares US Basic Materials ETF
IYM
$1.25B
$7K ﹤0.01%
67
– –
MDYG icon
456
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$7K ﹤0.01%
118
-227,128
-100% -$12.7M
MHF
457
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
NFLX icon
458
Netflix
NFLX
$309B
$7K ﹤0.01%
200
+150
+300% +$5.44K
NTLA icon
459
Intellia Therapeutics
NTLA
$1.67B
$7K ﹤0.01%
234
– –
RSG icon
460
Republic Services
RSG
$65.7B
$7K ﹤0.01%
99
– –
ECHO
461
EchoStar
ECHO
$26.2B
$7K ﹤0.01%
197
– –
SCHZ icon
462
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$7K ﹤0.01%
+280
New +$7.07K
SPH icon
463
Suburban Propane Partners
SPH
$1.18B
$7K ﹤0.01%
300
– –
TRI icon
464
Thomson Reuters
TRI
$44.1B
$7K ﹤0.01%
129
– –
UHAL icon
465
U-Haul Holding Co
UHAL
$14.6B
$7K ﹤0.01%
200
– –
VYM icon
466
Vanguard High Dividend Yield ETF
VYM
$82.8B
$7K ﹤0.01%
+80
New +$6.92K
WMB icon
467
Williams Companies
WMB
$86.1B
$7K ﹤0.01%
250
– –
DRE
468
DELISTED
Duke Realty Corp.
DRE
$7K ﹤0.01%
233
– –
MLNX
469
DELISTED
Mellanox Technologies, Ltd.
MLNX
$7K ﹤0.01%
100
– –
ADM icon
470
Archer Daniels Midland
ADM
$36.9B
$6K ﹤0.01%
123
+1
+0.8% +$49
ALGT icon
471
Allegiant Air
ALGT
$2.57B
$6K ﹤0.01%
50
– –
BFH icon
472
Bread Financial
BFH
$4.38B
$6K ﹤0.01%
33
– –
CSL icon
473
Carlisle Companies
CSL
$15.4B
$6K ﹤0.01%
50
– –
ED icon
474
Consolidated Edison
ED
$39.9B
$6K ﹤0.01%
82
+1
+1% +$79
EVR icon
475
Evercore
EVR
$11.8B
$6K ﹤0.01%
55
– –
17 18
19
20 21

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.