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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
451
iShares Russell 2000 ETF
IWM
$82.5B
$8K ﹤0.01%
52
– –
PBA icon
452
Pembina Pipeline
PBA
$27.4B
$8K ﹤0.01%
233
– –
UHAL icon
453
U-Haul Holding Co
UHAL
$14.5B
$8K ﹤0.01%
200
– –
WMB icon
454
Williams Companies
WMB
$87.8B
$8K ﹤0.01%
250
– –
BFH icon
455
Bread Financial
BFH
$4.54B
$7K ﹤0.01%
33
– –
CNQ icon
456
Canadian Natural Resources
CNQ
$93.3B
$7K ﹤0.01%
408
– –
DHI icon
457
D.R. Horton
DHI
$42.4B
$7K ﹤0.01%
129
– –
EFV icon
458
iShares MSCI EAFE Value ETF
EFV
$29.2B
$7K ﹤0.01%
129
– –
GAU
459
Galiano Gold
GAU
$504M
$7K ﹤0.01%
10,000
– –
GSK icon
460
GSK
GSK
$103B
$7K ﹤0.01%
160
– –
ISRG icon
461
Intuitive Surgical
ISRG
$133B
$7K ﹤0.01%
54
– –
IYM icon
462
iShares US Basic Materials ETF
IYM
$1.23B
$7K ﹤0.01%
67
– –
MHF
463
Western Asset Municipal High Income Fund
MHF
$153M
$7K ﹤0.01%
967
– –
OTTR icon
464
Otter Tail
OTTR
$3.9B
$7K ﹤0.01%
160
– –
PRAA icon
465
PRA Group
PRAA
$656M
$7K ﹤0.01%
212
– –
RGLD icon
466
Royal Gold
RGLD
$18.3B
$7K ﹤0.01%
81
+1
+1% +$86
RSG icon
467
Republic Services
RSG
$63.7B
$7K ﹤0.01%
99
– –
SILJ icon
468
Amplify Junior Silver Miners ETF
SILJ
$3.67B
$7K ﹤0.01%
600
– –
SPH icon
469
Suburban Propane Partners
SPH
$1.18B
$7K ﹤0.01%
300
– –
WEX icon
470
WEX
WEX
$6.42B
$7K ﹤0.01%
48
– –
PTE
471
DELISTED
PolarityTE, Inc. Common Stock
PTE
$7K ﹤0.01%
13
– –
WBIC
472
DELISTED
WBI BullBear Yield 2000 ETF
WBIC
$7K ﹤0.01%
333
– –
WBIR
473
DELISTED
WBI BullBear Global Rotation ETF
WBIR
$7K ﹤0.01%
259
– –
ELLI
474
DELISTED
Ellie Mae Inc
ELLI
$7K ﹤0.01%
82
– –
HAWK
475
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$7K ﹤0.01%
197
– –
17 18
19
20 21

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.