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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRI icon
451
Thomson Reuters
TRI
$43B
$7K ﹤0.01%
129
– –
UHAL icon
452
U-Haul Holding Co
UHAL
$14.5B
$7K ﹤0.01%
200
– –
DRE
453
DELISTED
Duke Realty Corp.
DRE
$7K ﹤0.01%
233
– –
WBIC
454
DELISTED
WBI BullBear Yield 2000 ETF
WBIC
$7K ﹤0.01%
+333
New +$7.18K
ELLI
455
DELISTED
Ellie Mae Inc
ELLI
$7K ﹤0.01%
82
– –
BBL
456
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$7K ﹤0.01%
199
+3
+2% +$107
BFH icon
457
Bread Financial
BFH
$4.54B
$6K ﹤0.01%
33
– –
CC icon
458
Chemours
CC
$2.19B
$6K ﹤0.01%
125
– –
DB icon
459
Deutsche Bank
DB
$71.5B
$6K ﹤0.01%
334
– –
DBA icon
460
Invesco DB Agriculture Fund
DBA
$1.23B
$6K ﹤0.01%
290
-116
-29% -$2.24K
EEM icon
461
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6K ﹤0.01%
127
– –
HQH
462
abrdn Healthcare Investors
HQH
$1.29B
$6K ﹤0.01%
238
– –
ISRG icon
463
Intuitive Surgical
ISRG
$133B
$6K ﹤0.01%
54
– –
IYM icon
464
iShares US Basic Materials ETF
IYM
$1.23B
$6K ﹤0.01%
67
– –
NTLA icon
465
Intellia Therapeutics
NTLA
$1.53B
$6K ﹤0.01%
249
– –
NUGT icon
466
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.07B
$6K ﹤0.01%
36
+1
+3% +$167
OLED icon
467
Universal Display
OLED
$3.95B
$6K ﹤0.01%
+50
New +$6.05K
PNC icon
468
PNC Financial Services
PNC
$102B
$6K ﹤0.01%
45
– –
PRAA icon
469
PRA Group
PRAA
$656M
$6K ﹤0.01%
212
– –
SNAP icon
470
Snap
SNAP
$8.97B
$6K ﹤0.01%
385
+35
+10% +$507
TMUS icon
471
T-Mobile US
TMUS
$186B
$6K ﹤0.01%
95
– –
TPL icon
472
Texas Pacific Land
TPL
$26.3B
$6K ﹤0.01%
135
– –
NVRO
473
DELISTED
NEVRO CORP.
NVRO
$6K ﹤0.01%
69
– –
WBIR
474
DELISTED
WBI BullBear Global Rotation ETF
WBIR
$6K ﹤0.01%
+259
New +$6.37K
EEP
475
DELISTED
Enbridge Energy Partners
EEP
$6K ﹤0.01%
364
– –
17 18
19
20 21

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.