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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIFR
451
XPLR Infrastructure LP
XIFR
$1.12B
$7K ﹤0.01%
200
– –
DRE
452
DELISTED
Duke Realty Corp.
DRE
$7K ﹤0.01%
233
– –
PTE
453
DELISTED
PolarityTE, Inc. Common Stock
PTE
$7K ﹤0.01%
+13
New +$5.11K
AGU
454
DELISTED
Agrium
AGU
$7K ﹤0.01%
75
– –
CNQ icon
455
Canadian Natural Resources
CNQ
$99.4B
$6K ﹤0.01%
408
– –
DB icon
456
Deutsche Bank
DB
$69B
$6K ﹤0.01%
334
+111
+50% +$1.96K
HQH
457
abrdn Healthcare Investors
HQH
$1.25B
$6K ﹤0.01%
+238
New +$5.89K
ISRG icon
458
Intuitive Surgical
ISRG
$127B
$6K ﹤0.01%
54
– –
IYM icon
459
iShares US Basic Materials ETF
IYM
$1.12B
$6K ﹤0.01%
67
– –
KEYS icon
460
Keysight
KEYS
$54.5B
$6K ﹤0.01%
159
– –
LIT icon
461
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$6K ﹤0.01%
220
– –
OTTR icon
462
Otter Tail
OTTR
$3.71B
$6K ﹤0.01%
160
-80
-33% -$3.15K
PNC icon
463
PNC Financial Services
PNC
$99.7B
$6K ﹤0.01%
45
– –
RGLD icon
464
Royal Gold
RGLD
$16.8B
$6K ﹤0.01%
80
– –
RWT
465
Redwood Trust
RWT
$574M
$6K ﹤0.01%
327
+5
+2% +$84
SNAP icon
466
Snap
SNAP
$7.89B
$6K ﹤0.01%
350
-500
-59% -$10.1K
TMUS icon
467
T-Mobile US
TMUS
$185B
$6K ﹤0.01%
95
-5
-5% -$326
USCI icon
468
US Commodity Index
USCI
$369M
$6K ﹤0.01%
145
-35
-19% -$1.34K
EEP
469
DELISTED
Enbridge Energy Partners
EEP
$6K ﹤0.01%
+364
New +$6.32K
BBL
470
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$6K ﹤0.01%
196
– –
SPN
471
DELISTED
Superior Energy Services, Inc.
SPN
$6K ﹤0.01%
57
– –
ADM icon
472
Archer Daniels Midland
ADM
$38.2B
$5K ﹤0.01%
119
+1
+0.8% +$43
AMBA icon
473
Ambarella
AMBA
$3.77B
$5K ﹤0.01%
100
– –
CC icon
474
Chemours
CC
$2.5B
$5K ﹤0.01%
125
-25
-17% -$986
COR icon
475
Cencora
COR
$60.6B
$5K ﹤0.01%
50
-91
-65% -$8.1K
17 18
19
20 21

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PDL
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AAS
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MCM
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KF
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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.