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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VR
451
DELISTED
Validus Hold Ltd
VR
$5K ﹤0.01%
98
– –
WFM
452
DELISTED
Whole Foods Market Inc
WFM
$5K ﹤0.01%
172
– –
CFCB
453
DELISTED
Centrue Financial Corporation
CFCB
$5K ﹤0.01%
200
– –
ADNT icon
454
Adient
ADNT
$1.5B
$4K ﹤0.01%
+66
New +$3.48K
CAAS icon
455
China Automotive Systems
CAAS
$133M
$4K ﹤0.01%
750
– –
COR icon
456
Cencora
COR
$61.2B
$4K ﹤0.01%
+50
New +$3.9K
DB icon
457
Deutsche Bank
DB
$71.5B
$4K ﹤0.01%
250
– –
EDIT icon
458
Editas Medicine
EDIT
$442M
$4K ﹤0.01%
277
-376
-58% -$5.71K
EEM icon
459
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$4K ﹤0.01%
127
– –
ESRT icon
460
Empire State Realty Trust
ESRT
$836M
$4K ﹤0.01%
213
+3
+1% +$59
GBX icon
461
The Greenbrier Companies
GBX
$1.46B
$4K ﹤0.01%
100
– –
GGN
462
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$4K ﹤0.01%
830
+30
+4% +$173
ISRG icon
463
Intuitive Surgical
ISRG
$134B
$4K ﹤0.01%
54
– –
JPC icon
464
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-400
Closed -$3.83K
JRS icon
465
Nuveen Real Estate Income Fund
JRS
$246M
– –
-400
Closed -$4.23K
KMB icon
466
Kimberly-Clark
KMB
$36.5B
$4K ﹤0.01%
35
-20
-36% -$2.32K
KWEB icon
467
KraneShares CSI China Internet ETF
KWEB
$5.67B
$4K ﹤0.01%
111
+1
+0.9% +$38
NVS icon
468
Novartis
NVS
$297B
$4K ﹤0.01%
59
-666
-92% -$43.2K
ORLY icon
469
O'Reilly Automotive
ORLY
$76.3B
$4K ﹤0.01%
195
– –
PCY icon
470
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$4K ﹤0.01%
134
+123
+1,118% +$3.56K
PICK icon
471
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$4K ﹤0.01%
151
– –
RMBS icon
472
Rambus
RMBS
$11B
$4K ﹤0.01%
296
– –
SJM icon
473
J.M. Smucker
SJM
$12.8B
$4K ﹤0.01%
31
– –
STZ icon
474
Constellation Brands
STZ
$23.2B
$4K ﹤0.01%
25
– –
TBI
475
Trueblue
TBI
$311M
$4K ﹤0.01%
150
– –
17 18
19
20 21

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AAS
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MCM
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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.