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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
451
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$4K ﹤0.01%
+98
New +$4.07K
ESRT icon
452
Empire State Realty Trust
ESRT
$836M
$4K ﹤0.01%
210
+1
+0.5% +$21
EXPE icon
453
Expedia Group
EXPE
$37.3B
$4K ﹤0.01%
37
– –
FSM icon
454
Fortuna Silver Mines
FSM
$3.07B
$4K ﹤0.01%
500
– –
GBX icon
455
The Greenbrier Companies
GBX
$1.46B
$4K ﹤0.01%
100
– –
HBAN icon
456
Huntington Bancshares
HBAN
$35.5B
$4K ﹤0.01%
+355
New +$3.38K
ISRG icon
457
Intuitive Surgical
ISRG
$134B
$4K ﹤0.01%
54
– –
JPC icon
458
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$4K ﹤0.01%
+400
New +$4.12K
LGIH icon
459
LGI Homes
LGIH
$1.4B
$4K ﹤0.01%
100
– –
MA icon
460
Mastercard
MA
$493B
$4K ﹤0.01%
40
– –
OMC icon
461
Omnicom Group
OMC
$23.4B
$4K ﹤0.01%
46
– –
ORLY icon
462
O'Reilly Automotive
ORLY
$76.3B
$4K ﹤0.01%
195
– –
PICK icon
463
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$4K ﹤0.01%
151
– –
PNC icon
464
PNC Financial Services
PNC
$101B
$4K ﹤0.01%
45
– –
RMBS icon
465
Rambus
RMBS
$11B
$4K ﹤0.01%
296
– –
SAND
466
DELISTED
Sandstorm Gold
SAND
$4K ﹤0.01%
885
+385
+77% +$2.16K
SJM icon
467
J.M. Smucker
SJM
$12.8B
$4K ﹤0.01%
31
– –
STZ icon
468
Constellation Brands
STZ
$23.2B
$4K ﹤0.01%
25
– –
UA icon
469
Under Armour Class C
UA
$2.53B
$4K ﹤0.01%
112
– –
UAA icon
470
Under Armour
UAA
$2.6B
$4K ﹤0.01%
112
– –
UNG icon
471
United States Natural Gas Fund
UNG
$455M
$4K ﹤0.01%
31
– –
XES icon
472
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$4K ﹤0.01%
20
– –
YUM icon
473
Yum! Brands
YUM
$41.1B
$4K ﹤0.01%
54
– –
BBBY
474
DELISTED
Bed Bath & Beyond Inc
BBBY
$4K ﹤0.01%
100
– –
CAJ
475
DELISTED
Canon, Inc.
CAJ
$4K ﹤0.01%
135
– –
17 18
19
20 21

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.