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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
451
DELISTED
QVC Group Inc Series A
QVCGA
$5K ﹤0.01%
3
-2
-40% -$2.62K
SRC
452
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$5K ﹤0.01%
120
– –
DRE
453
DELISTED
Duke Realty Corp.
DRE
$5K ﹤0.01%
233
– –
CEMP
454
DELISTED
Cempra, Inc.
CEMP
$5K ﹤0.01%
+150
New +$4.17K
ALU
455
DELISTED
Alcatel-Lucent
ALU
$5K ﹤0.01%
1,179
– –
BBL
456
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$5K ﹤0.01%
218
– –
CFCB
457
DELISTED
Centrue Financial Corporation
CFCB
$5K ﹤0.01%
+200
New +$3.21K
ADM icon
458
Archer Daniels Midland
ADM
$36.9B
$4K ﹤0.01%
114
+1
+0.9% +$40
AEP icon
459
American Electric Power
AEP
$68.4B
$4K ﹤0.01%
+77
New +$4.36K
BBSI icon
460
Barrett Business Services
BBSI
$804M
$4K ﹤0.01%
408
+4
+1% +$44
CNQ icon
461
Canadian Natural Resources
CNQ
$93.8B
$4K ﹤0.01%
414
+207
+100% +$2.31K
COF icon
462
Capital One
COF
$134B
$4K ﹤0.01%
61
– –
CSL icon
463
Carlisle Companies
CSL
$15.4B
$4K ﹤0.01%
50
– –
DHI icon
464
D.R. Horton
DHI
$42.3B
$4K ﹤0.01%
126
– –
EEM icon
465
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$4K ﹤0.01%
127
– –
ESRT icon
466
Empire State Realty Trust
ESRT
$836M
$4K ﹤0.01%
207
+1
+0.5% +$18
GDXJ icon
467
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$4K ﹤0.01%
201
+1
+0.5% +$20
KMB icon
468
Kimberly-Clark
KMB
$36.5B
$4K ﹤0.01%
35
– –
LQD icon
469
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$4K ﹤0.01%
31
– –
MA icon
470
Mastercard
MA
$493B
$4K ﹤0.01%
40
– –
PNC icon
471
PNC Financial Services
PNC
$101B
$4K ﹤0.01%
45
– –
RVTY icon
472
Revvity
RVTY
$12.8B
$4K ﹤0.01%
71
– –
SJM icon
473
J.M. Smucker
SJM
$12.8B
$4K ﹤0.01%
31
– –
SPG icon
474
Simon Property Group
SPG
$72.3B
$4K ﹤0.01%
+23
New +$4.46K
TBI
475
Trueblue
TBI
$311M
$4K ﹤0.01%
150
– –
17 18
19
20 21

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.