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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
451
Ecolab
ECL
$79.9B
$5K ﹤0.01%
50
– –
EEM icon
452
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$5K ﹤0.01%
127
– –
EFA icon
453
iShares MSCI EAFE ETF
EFA
$80.2B
$5K ﹤0.01%
79
– –
GBX icon
454
The Greenbrier Companies
GBX
$1.46B
$5K ﹤0.01%
100
– –
HIO
455
Western Asset High Income Opportunity Fund
HIO
$340M
$5K ﹤0.01%
1,000
– –
NBR icon
456
Nabors Industries
NBR
$1.21B
$5K ﹤0.01%
8
– –
OSK icon
457
Oshkosh
OSK
$9.59B
$5K ﹤0.01%
100
-100
-50% -$4.54K
RGR icon
458
Sturm, Ruger & Co
RGR
$593M
$5K ﹤0.01%
136
– –
SDP icon
459
ProShares UltraShort Utilities
SDP
$4.27M
$5K ﹤0.01%
+13
New +$5.59K
TWO
460
Two Harbors Investment
TWO
$1.27B
$5K ﹤0.01%
59
+2
+4% +$162
UNG icon
461
United States Natural Gas Fund
UNG
$455M
$5K ﹤0.01%
+20
New +$6.42K
X
462
DELISTED
US Steel
X
$5K ﹤0.01%
170
– –
DRE
463
DELISTED
Duke Realty Corp.
DRE
$5K ﹤0.01%
233
– –
SDRL
464
DELISTED
Seadrill Limited Common Stock
SDRL
$5K ﹤0.01%
1
-1
-50% -$5.02K
SGAR
465
DELISTED
iPath Pure Beta Sugar ETN
SGAR
$5K ﹤0.01%
+200
New +$5.8K
FTR
466
DELISTED
Frontier Communications Corp.
FTR
$5K ﹤0.01%
52
-2
-4% -$196
OIL
467
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$5K ﹤0.01%
+390
New +$6.92K
AGQ icon
468
ProShares Ultra Silver
AGQ
$1.36B
$4K ﹤0.01%
100
+50
+100% +$2.14K
ASHR icon
469
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$4K ﹤0.01%
100
-50
-33% -$1.46K
BSX icon
470
Boston Scientific
BSX
$71.5B
$4K ﹤0.01%
300
– –
CORN icon
471
Teucrium Corn Fund
CORN
$168M
$4K ﹤0.01%
+150
New +$3.88K
ESRT icon
472
Empire State Realty Trust
ESRT
$836M
$4K ﹤0.01%
203
+1
+0.5% +$16
FXI icon
473
iShares China Large-Cap ETF
FXI
$4.31B
$4K ﹤0.01%
+101
New +$3.99K
IGF icon
474
iShares Global Infrastructure ETF
IGF
$10.8B
$4K ﹤0.01%
100
– –
KMB icon
475
Kimberly-Clark
KMB
$36.5B
$4K ﹤0.01%
35
-2
-5% -$222
17 18
19
20 21

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.