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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
451
DELISTED
Frontier Communications Corp.
FTR
$5K ﹤0.01%
54
-15
-22% -$1.43K
SPLS
452
DELISTED
Staples Inc
SPLS
$5K ﹤0.01%
445
– –
AG icon
453
First Majestic Silver
AG
$9.07B
$4K ﹤0.01%
500
– –
ASHR icon
454
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$4K ﹤0.01%
+150
New +$3.67K
BSX icon
455
Boston Scientific
BSX
$71.5B
$4K ﹤0.01%
300
– –
CSL icon
456
Carlisle Companies
CSL
$15.4B
$4K ﹤0.01%
50
– –
EA
457
DELISTED
Electronic Arts
EA
$4K ﹤0.01%
120
– –
IGF icon
458
iShares Global Infrastructure ETF
IGF
$10.8B
$4K ﹤0.01%
100
– –
KMB icon
459
Kimberly-Clark
KMB
$36.5B
$4K ﹤0.01%
37
– –
LEG icon
460
Leggett & Platt
LEG
$1.31B
$4K ﹤0.01%
101
+1
+1% +$34
PBW icon
461
Invesco WilderHill Clean Energy ETF
PBW
$429M
$4K ﹤0.01%
120
– –
PNC icon
462
PNC Financial Services
PNC
$101B
$4K ﹤0.01%
45
– –
RMBS icon
463
Rambus
RMBS
$11B
$4K ﹤0.01%
296
– –
SPPP
464
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$4K ﹤0.01%
400
– –
TBI
465
Trueblue
TBI
$311M
$4K ﹤0.01%
150
– –
TNK icon
466
Teekay Tankers
TNK
$2.68B
$4K ﹤0.01%
+125
New +$4.1K
TWO
467
Two Harbors Investment
TWO
$1.27B
$4K ﹤0.01%
57
+1
+2% +$83
NBIS
468
Nebius Group N.V.
NBIS
$47.7B
$4K ﹤0.01%
135
+70
+108% +$2.12K
DBD
469
DELISTED
Diebold Nixdorf Incorporated
DBD
$4K ﹤0.01%
117
+1
+0.9% +$38
DRE
470
DELISTED
Duke Realty Corp.
DRE
$4K ﹤0.01%
233
– –
GLOG
471
DELISTED
GASLOG LTD
GLOG
$4K ﹤0.01%
165
+100
+154% +$2.58K
BREW
472
DELISTED
Craft Brew Alliance, Inc.
BREW
$4K ﹤0.01%
252
– –
VIAB
473
DELISTED
Viacom Inc. Class B
VIAB
$4K ﹤0.01%
54
– –
DNB
474
DELISTED
Dun & Bradstreet
DNB
$4K ﹤0.01%
30
– –
JO
475
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$4K ﹤0.01%
100
– –
17 18
19
20 21

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.