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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URG
451
Ur-Energy
URG
$521M
$5K ﹤0.01%
4,000
– –
VIXM icon
452
ProShares VIX Mid-Term Futures ETF
VIXM
$40.3M
$5K ﹤0.01%
+75
New +$5.17K
DBD
453
DELISTED
Diebold Nixdorf Incorporated
DBD
$5K ﹤0.01%
116
+1
+0.9% +$38
RJA
454
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$5K ﹤0.01%
+620
New +$5.41K
VIAB
455
DELISTED
Viacom Inc. Class B
VIAB
$5K ﹤0.01%
54
– –
MXWL
456
DELISTED
Maxwell Technologies Inc
MXWL
$5K ﹤0.01%
+300
New +$4.71K
ALU
457
DELISTED
Alcatel-Lucent
ALU
$5K ﹤0.01%
1,365
– –
SIMG
458
DELISTED
SILICON IMAGE INC
SIMG
$5K ﹤0.01%
1,000
– –
DNDN
459
DELISTED
DENDREON CORPORATION
DNDN
$5K ﹤0.01%
2,200
– –
SPLS
460
DELISTED
Staples Inc
SPLS
$5K ﹤0.01%
445
– –
HAWK
461
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$5K ﹤0.01%
+197
New +$4.89K
AVY icon
462
Avery Dennison
AVY
$13.2B
$4K ﹤0.01%
69
– –
BSX icon
463
Boston Scientific
BSX
$71.4B
$4K ﹤0.01%
300
– –
CSL icon
464
Carlisle Companies
CSL
$15.2B
$4K ﹤0.01%
50
– –
EA icon
465
Electronic Arts
EA
$4K ﹤0.01%
120
– –
FNV icon
466
Franco-Nevada
FNV
$44.6B
$4K ﹤0.01%
75
-25
-25% -$1.22K
GILD icon
467
Gilead Sciences
GILD
$163B
$4K ﹤0.01%
45
-50
-53% -$3.89K
HRI icon
468
Herc Holdings
HRI
$5.63B
$4K ﹤0.01%
43
– –
IGF icon
469
iShares Global Infrastructure ETF
IGF
$10.8B
$4K ﹤0.01%
100
– –
J icon
470
Jacobs Solutions
J
$16.9B
$4K ﹤0.01%
+91
New +$4.33K
KMB icon
471
Kimberly-Clark
KMB
$36.1B
$4K ﹤0.01%
37
– –
PBW icon
472
Invesco WilderHill Clean Energy ETF
PBW
$414M
$4K ﹤0.01%
120
– –
PNC icon
473
PNC Financial Services
PNC
$101B
$4K ﹤0.01%
45
– –
RMBS icon
474
Rambus
RMBS
$10.6B
$4K ﹤0.01%
296
– –
ROM icon
475
ProShares Ultra Technology
ROM
$1.26B
$4K ﹤0.01%
960
– –
17 18
19
20 21

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AAS
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MCM
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PSC
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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.