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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
451
TE Connectivity
TEL
$62.6B
$6K ﹤0.01%
99
– –
TGT icon
452
Target
TGT
$68B
$6K ﹤0.01%
100
-250
-71% -$14.8K
URG
453
Ur-Energy
URG
$556M
$6K ﹤0.01%
4,000
– –
VRTX icon
454
Vertex Pharmaceuticals
VRTX
$126B
$6K ﹤0.01%
81
– –
WKC icon
455
World Kinect Corp
WKC
$1.86B
$6K ﹤0.01%
136
-204
-60% -$9.02K
QVCGA
456
DELISTED
QVC Group Inc Series A
QVCGA
$6K ﹤0.01%
5
– –
SRC
457
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6K ﹤0.01%
120
– –
AWH
458
DELISTED
Allied World Assurance Co Hld Lt
AWH
$6K ﹤0.01%
162
– –
FTR
459
DELISTED
Frontier Communications Corp.
FTR
$6K ﹤0.01%
69
+15
+28% +$1.1K
MHR
460
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$6K ﹤0.01%
698
– –
ECL icon
461
Ecolab
ECL
$79.9B
$5K ﹤0.01%
50
– –
EFA icon
462
iShares MSCI EAFE ETF
EFA
$80.2B
$5K ﹤0.01%
79
– –
FNV icon
463
Franco-Nevada
FNV
$46B
$5K ﹤0.01%
100
– –
FPX icon
464
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5K ﹤0.01%
+100
New +$4.61K
GDXJ icon
465
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$5K ﹤0.01%
125
+25
+25% +$963
KR icon
466
Kroger
KR
$34.8B
$5K ﹤0.01%
216
– –
NUGT icon
467
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$5K ﹤0.01%
4
+2
+100% +$3.32K
VGK icon
468
Vanguard FTSE Europe ETF
VGK
$31.4B
$5K ﹤0.01%
+87
New +$5.08K
X
469
DELISTED
US Steel
X
$5K ﹤0.01%
170
-100
-37% -$2.62K
DBD
470
DELISTED
Diebold Nixdorf Incorporated
DBD
$5K ﹤0.01%
115
+1
+0.9% +$36
VIAB
471
DELISTED
Viacom Inc. Class B
VIAB
$5K ﹤0.01%
54
– –
ALU
472
DELISTED
Alcatel-Lucent
ALU
$5K ﹤0.01%
1,365
-1,028
-43% -$4.26K
ESV
473
DELISTED
Ensco Rowan plc
ESV
$5K ﹤0.01%
+25
New +$5.23K
CHL
474
DELISTED
China Mobile Limited
CHL
$5K ﹤0.01%
+100
New +$4.75K
SPLS
475
DELISTED
Staples Inc
SPLS
$5K ﹤0.01%
+445
New +$5.81K
17 18
19
20 21

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.