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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
426
Ambarella
AMBA
$3.66B
$531 ﹤0.01%
10
– –
ITA icon
427
iShares US Aerospace & Defense ETF
ITA
$15B
$530 ﹤0.01%
+5
New +$570
VOX icon
428
Vanguard Communication Services ETF
VOX
$5.86B
$526 ﹤0.01%
+5
New +$541
TASK icon
429
TaskUs
TASK
$649M
$519 ﹤0.01%
50
– –
AOA icon
430
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$508 ﹤0.01%
+8
New +$526
SOUN icon
431
SoundHound AI
SOUN
$3.25B
$483 ﹤0.01%
240
– –
UNIT
432
Uniti Group
UNIT
$2.29B
$472 ﹤0.01%
100
– –
NOC icon
433
Northrop Grumman
NOC
$81.8B
$441 ﹤0.01%
1
– –
M icon
434
Macy's
M
$6.72B
$418 ﹤0.01%
36
– –
VGT icon
435
Vanguard Information Technology ETF
VGT
$148B
$415 ﹤0.01%
+8
New +$435
PPLI
436
People Inc
PPLI
$3.04B
$404 ﹤0.01%
10
– –
SOFI icon
437
SoFi Technologies
SOFI
$23.6B
$400 ﹤0.01%
50
– –
ARKK icon
438
ARK Innovation ETF
ARKK
$6.35B
$397 ﹤0.01%
10
– –
RXO icon
439
RXO
RXO
$3.53B
$395 ﹤0.01%
20
– –
XLV icon
440
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$387 ﹤0.01%
3
-2,068
-100% -$275K
LULU icon
441
lululemon athletica
LULU
$14.5B
$386 ﹤0.01%
1
– –
NRG icon
442
NRG Energy
NRG
$25.1B
$386 ﹤0.01%
10
– –
CLNE icon
443
Clean Energy Fuels
CLNE
$355M
$383 ﹤0.01%
100
– –
PPBI
444
DELISTED
Pacific Premier Bancorp
PPBI
$370 ﹤0.01%
17
– –
BLRX
445
BioLineRX
BLRX
$11.7M
$364 ﹤0.01%
+5
New +$336
AIEQ icon
446
Amplify AI Powered Equity ETF
AIEQ
$123M
$358 ﹤0.01%
+12
New +$378
AOM icon
447
iShares Core Moderate Allocation ETF
AOM
$1.77B
$312 ﹤0.01%
+8
New +$320
PAGS icon
448
PagSeguro Digital
PAGS
$2.56B
$302 ﹤0.01%
35
– –
COIN icon
449
Coinbase
COIN
$39.2B
$301 ﹤0.01%
4
– –
SPLV icon
450
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
$294 ﹤0.01%
+5
New +$309
16 17
18
19 20

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.