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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADAM
426
Adamas Trust
ADAM
$880M
$806 ﹤0.01%
79
– –
CATH icon
427
Global X S&P 500 Catholic Values ETF
CATH
$1.35B
$769 ﹤0.01%
17
– –
M icon
428
Macy's
M
$6.55B
$743 ﹤0.01%
36
– –
VMW
429
DELISTED
VMware, Inc
VMW
$737 ﹤0.01%
6
– –
MVIS icon
430
Microvision
MVIS
$86.9M
$736 ﹤0.01%
21
– –
FSR
431
DELISTED
Fisker Inc.
FSR
$727 ﹤0.01%
100
– –
QCLN icon
432
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$708 ﹤0.01%
15
– –
AEO icon
433
American Eagle Outfitters
AEO
$3.07B
$698 ﹤0.01%
50
– –
BITQ icon
434
Bitwise Crypto Industry Innovators ETF
BITQ
$372M
$678 ﹤0.01%
200
– –
XPO icon
435
XPO
XPO
$23.5B
$666 ﹤0.01%
20
-14
-41% -$472
UWMC icon
436
UWM Holdings
UWMC
$478M
$662 ﹤0.01%
200
– –
UPST icon
437
Upstart Holdings
UPST
$2.94B
$661 ﹤0.01%
50
– –
PLTR icon
438
CALL
Palantir
PLTR
$421B
– –
0
– –
PATH icon
439
UiPath
PATH
$8.08B
$636 ﹤0.01%
50
– –
FICO icon
440
Fair Isaac
FICO
$22.7B
$599 ﹤0.01%
+1
New +$526
VRTX icon
441
Vertex Pharmaceuticals
VRTX
$133B
$578 ﹤0.01%
2
– –
NXE icon
442
NexGen Energy
NXE
$6.91B
$576 ﹤0.01%
130
– –
STE icon
443
Steris
STE
$23.3B
$554 ﹤0.01%
3
– –
UNIT
444
Uniti Group
UNIT
$2.28B
$553 ﹤0.01%
100
– –
HUT
445
Hut 8
HUT
$10.6B
$552 ﹤0.01%
130
– –
PPBI
446
DELISTED
Pacific Premier Bancorp
PPBI
$537 ﹤0.01%
17
– –
CLNE icon
447
Clean Energy Fuels
CLNE
$355M
$520 ﹤0.01%
100
– –
AMAT icon
448
Applied Materials
AMAT
$415B
$487 ﹤0.01%
5
– –
RIOT icon
449
Riot Platforms
RIOT
$7.32B
$475 ﹤0.01%
140
– –
FIBK icon
450
First Interstate BancSystem
FIBK
$3.56B
$464 ﹤0.01%
+12
New +$508
16 17
18
19 20

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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.