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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
426
Roku
ROKU
$22.7B
$15K ﹤0.01%
67
– –
UUUU icon
427
Energy Fuels
UUUU
$3.53B
$15K ﹤0.01%
1,965
– –
CVIIU
428
DELISTED
Churchill Capital Corp VII Units
CVIIU
$15K ﹤0.01%
1,500
-1,000
-40% -$10K
RDS.A
429
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$15K ﹤0.01%
337
– –
ACVF icon
430
American Conservative Values ETF
ACVF
$158M
$14K ﹤0.01%
400
– –
ADSK icon
431
Autodesk
ADSK
$52.6B
$14K ﹤0.01%
50
– –
AEP icon
432
American Electric Power
AEP
$68.4B
$14K ﹤0.01%
155
– –
AGS
433
DELISTED
PlayAGS
AGS
$14K ﹤0.01%
+2,000
New +$15.3K
BTI icon
434
British American Tobacco
BTI
$128B
$14K ﹤0.01%
378
– –
CTVA icon
435
Corteva
CTVA
$51.3B
$14K ﹤0.01%
298
– –
ETY icon
436
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$14K ﹤0.01%
919
– –
IXUS icon
437
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$14K ﹤0.01%
204
– –
NOK icon
438
Nokia
NOK
$52.3B
$14K ﹤0.01%
2,237
-100
-4% -$583
PNC icon
439
PNC Financial Services
PNC
$101B
$14K ﹤0.01%
72
– –
RSG icon
440
Republic Services
RSG
$65.7B
$14K ﹤0.01%
99
– –
UHS icon
441
Universal Health Services
UHS
$10.5B
$14K ﹤0.01%
106
– –
VDE icon
442
Vanguard Energy ETF
VDE
$9.84B
$14K ﹤0.01%
181
+5
+3% +$398
BMO icon
443
Bank of Montreal
BMO
$127B
$13K ﹤0.01%
125
– –
CME icon
444
CME Group
CME
$94.8B
$13K ﹤0.01%
57
– –
COLB icon
445
Columbia Banking Systems
COLB
$8.84B
$13K ﹤0.01%
400
– –
GDX icon
446
VanEck Gold Miners ETF
GDX
$27.4B
$13K ﹤0.01%
400
– –
GUSH icon
447
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$215M
$13K ﹤0.01%
572
– –
HSY icon
448
Hershey
HSY
$36.6B
$13K ﹤0.01%
67
– –
KSS icon
449
Kohl's
KSS
$2.19B
$13K ﹤0.01%
268
– –
NPO icon
450
Enpro
NPO
$7.05B
$13K ﹤0.01%
118
– –
16 17
18
19 20

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.