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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
426
British American Tobacco
BTI
$123B
$13K ﹤0.01%
378
– –
CTVA icon
427
Corteva
CTVA
$51.3B
$13K ﹤0.01%
298
– –
ETY icon
428
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$13K ﹤0.01%
919
– –
EVRG icon
429
Evergy
EVRG
$19B
$13K ﹤0.01%
217
+157
+262% +$10.3K
FVD icon
430
First Trust Value Line Dividend Fund
FVD
$8.35B
$13K ﹤0.01%
340
– –
GUSH icon
431
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$239M
$13K ﹤0.01%
572
– –
KSS icon
432
Kohl's
KSS
$2.18B
$13K ﹤0.01%
268
– –
LKQ icon
433
LKQ Corp
LKQ
$6.19B
$13K ﹤0.01%
251
– –
NOK icon
434
Nokia
NOK
$51.6B
$13K ﹤0.01%
2,337
+856
+58% +$4.97K
PLTR icon
435
Palantir
PLTR
$422B
$13K ﹤0.01%
560
+50
+10% +$1.22K
SPG icon
436
Simon Property Group
SPG
$71.2B
$13K ﹤0.01%
101
+1
+1% +$130
TDOC icon
437
Teladoc Health
TDOC
$1.29B
$13K ﹤0.01%
100
– –
VDE icon
438
Vanguard Energy ETF
VDE
$10.3B
$13K ﹤0.01%
176
– –
KSU
439
DELISTED
Kansas City Southern
KSU
$13K ﹤0.01%
48
– –
BMO icon
440
Bank of Montreal
BMO
$128B
$12K ﹤0.01%
125
– –
GDX icon
441
VanEck Gold Miners ETF
GDX
$27.5B
$12K ﹤0.01%
400
– –
LHX icon
442
L3Harris
LHX
$54.2B
$12K ﹤0.01%
56
– –
OXY icon
443
Occidental Petroleum
OXY
$58.5B
$12K ﹤0.01%
400
– –
RDFN
444
DELISTED
Redfin
RDFN
$12K ﹤0.01%
233
– –
RSG icon
445
Republic Services
RSG
$65.9B
$12K ﹤0.01%
99
– –
SPOT icon
446
Spotify
SPOT
$105B
$12K ﹤0.01%
55
-6
-10% -$1.41K
WBIY icon
447
WBI Power Factor High Dividend ETF
WBIY
$62.2M
$12K ﹤0.01%
462
– –
WMB icon
448
Williams Companies
WMB
$87.7B
$12K ﹤0.01%
475
– –
PEI
449
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$12K ﹤0.01%
418
– –
C icon
450
Citigroup
C
$227B
$11K ﹤0.01%
153
+1
+0.7% +$70
16 17
18
19 20

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.