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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAM icon
426
Atlassian
TEAM
$38.5B
$12K ﹤0.01%
55
+30
+120% +$6.98K
TWST icon
427
Twist Bioscience
TWST
$7.83B
$12K ﹤0.01%
100
– –
VDE icon
428
Vanguard Energy ETF
VDE
$10.3B
$12K ﹤0.01%
173
– –
VNQ icon
429
Vanguard Real Estate ETF
VNQ
$38.6B
$12K ﹤0.01%
134
– –
WBIY icon
430
WBI Power Factor High Dividend ETF
WBIY
$62.2M
$12K ﹤0.01%
462
– –
RTL
431
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$12K ﹤0.01%
1,200
– –
ATVI
432
DELISTED
Activision Blizzard
ATVI
$12K ﹤0.01%
125
– –
PEI
433
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$12K ﹤0.01%
418
– –
APPN icon
434
Appian
APPN
$2.55B
$11K ﹤0.01%
85
+35
+70% +$6.19K
ASIX icon
435
AdvanSix
ASIX
$438M
$11K ﹤0.01%
419
– –
BMO icon
436
Bank of Montreal
BMO
$127B
$11K ﹤0.01%
125
– –
C icon
437
Citigroup
C
$227B
$11K ﹤0.01%
152
– –
CPNG icon
438
Coupang
CPNG
$29.1B
$11K ﹤0.01%
+225
New +$10.4K
EFSC icon
439
Enterprise Financial Services Corp
EFSC
$2.38B
$11K ﹤0.01%
220
– –
HSY icon
440
Hershey
HSY
$36.7B
$11K ﹤0.01%
67
+1
+2% +$151
IP icon
441
International Paper
IP
$21.9B
$11K ﹤0.01%
211
– –
IQI icon
442
Invesco Quality Municipal Securities
IQI
$533M
$11K ﹤0.01%
812
– –
LHX icon
443
L3Harris
LHX
$54B
$11K ﹤0.01%
56
– –
LKQ icon
444
LKQ Corp
LKQ
$6.22B
$11K ﹤0.01%
251
– –
OXY icon
445
Occidental Petroleum
OXY
$58.6B
$11K ﹤0.01%
400
– –
WMB icon
446
Williams Companies
WMB
$87.9B
$11K ﹤0.01%
475
– –
ZM icon
447
Zoom
ZM
$31.4B
$11K ﹤0.01%
35
-92
-72% -$33.9K
BAH icon
448
Booz Allen Hamilton
BAH
$9.37B
$10K ﹤0.01%
130
– –
ETSY icon
449
Etsy
ETSY
$7.38B
$10K ﹤0.01%
50
– –
FPE icon
450
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$10K ﹤0.01%
+511
New +$10.3K
16 17
18
19 20

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AAS
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FGAM
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MCM
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TCP
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PSC
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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.