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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
426
Vanguard High Dividend Yield ETF
VYM
$83.7B
$10K ﹤0.01%
112
– –
WBIY icon
427
WBI Power Factor High Dividend ETF
WBIY
$62.2M
$10K ﹤0.01%
462
– –
WEX icon
428
WEX
WEX
$6.35B
$10K ﹤0.01%
48
– –
WMB icon
429
Williams Companies
WMB
$87.9B
$10K ﹤0.01%
475
– –
KSU
430
DELISTED
Kansas City Southern
KSU
$10K ﹤0.01%
48
– –
BIDU icon
431
Baidu
BIDU
$37.1B
$9K ﹤0.01%
40
– –
C icon
432
Citigroup
C
$227B
$9K ﹤0.01%
152
-6
-4% -$305
CRSP icon
433
CRISPR Therapeutics
CRSP
$5.17B
$9K ﹤0.01%
60
– –
ETSY icon
434
Etsy
ETSY
$7.38B
$9K ﹤0.01%
50
– –
FCX icon
435
Freeport-McMoran
FCX
$98.7B
$9K ﹤0.01%
333
+100
+43% +$2.08K
FSLY icon
436
Fastly Inc
FSLY
$4.42B
$9K ﹤0.01%
100
-50
-33% -$4.41K
GEO icon
437
The GEO Group
GEO
$4.04B
$9K ﹤0.01%
1,000
– –
IQ icon
438
iQIYI
IQ
$1.31B
$9K ﹤0.01%
500
-8
-2% -$180
JD icon
439
JD.com
JD
$45.2B
$9K ﹤0.01%
100
-35
-26% -$2.92K
LKQ icon
440
LKQ Corp
LKQ
$6.22B
$9K ﹤0.01%
251
– –
PDP icon
441
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$9K ﹤0.01%
104
– –
QDEL icon
442
QuidelOrtho
QDEL
$938M
$9K ﹤0.01%
50
– –
RMD icon
443
ResMed
RMD
$31.9B
$9K ﹤0.01%
43
– –
SPDW icon
444
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$9K ﹤0.01%
279
+67
+32% +$2.11K
TEL icon
445
TE Connectivity
TEL
$62B
$9K ﹤0.01%
78
– –
UL icon
446
Unilever
UL
$135B
$9K ﹤0.01%
+133
New +$9.02K
VDE icon
447
Vanguard Energy ETF
VDE
$10.3B
$9K ﹤0.01%
173
+2
+1% +$93
RTL
448
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$9K ﹤0.01%
1,200
– –
APPN icon
449
Appian
APPN
$2.55B
$8K ﹤0.01%
50
-50
-50% -$5.6K
ASIX icon
450
AdvanSix
ASIX
$438M
$8K ﹤0.01%
419
– –
16 17
18
19 20

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.